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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
1001
Yum China
YUMC
$14.9B
$237K 0.01%
4,936
+207
+4% +$9.2K
BSJK
1002
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$237K 0.01%
+9,901
New +$237K
HRL icon
1003
Hormel Foods
HRL
$13.9B
$236K 0.01%
5,224
+599
+13% +$25.8K
VONV icon
1004
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$236K 0.01%
+3,934
New +$227K
MLM icon
1005
Martin Marietta Materials
MLM
$33.6B
$235K 0.01%
+841
New +$224K
DDOG icon
1006
Datadog
DDOG
$87.9B
$234K 0.01%
+6,204
New +$223K
LEG icon
1007
Leggett & Platt
LEG
$1.52B
$234K 0.01%
+4,603
New +$226K
SCHM icon
1008
Schwab US Mid-Cap ETF
SCHM
$14.6B
$234K 0.01%
11,658
+411
+4% +$7.96K
HTO
1009
H2O America
HTO
$2.67B
$234K 0.01%
+3,297
New +$233K
VOOV icon
1010
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$234K 0.01%
+1,865
New +$224K
ACC
1011
DELISTED
American Campus Communities, Inc.
ACC
$234K 0.01%
4,966
-1,235
-20% -$59.1K
AYR
1012
DELISTED
Aircastle Ltd
AYR
$234K 0.01%
+7,300
New +$211K
DEFA
1013
DELISTED
iShares Adaptive Currency Hedged MSCI EAFE ETF
DEFA
$233K 0.01%
+7,980
New +$228K
FALN icon
1014
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$232K 0.01%
+8,548
New +$228K
HAL icon
1015
Halliburton
HAL
$27.9B
$232K 0.01%
+9,481
New +$200K
HE icon
1016
Hawaiian Electric Industries
HE
$2.33B
$232K 0.01%
4,961
+502
+11% +$22.5K
FTNT icon
1017
Fortinet
FTNT
$112B
$231K 0.01%
+10,830
New +$204K
MRSH
1018
Marsh
MRSH
$86.3B
$231K 0.01%
2,071
+67
+3% +$7K
QSR icon
1019
Restaurant Brands International
QSR
$25.1B
$231K 0.01%
+3,628
New +$243K
WMB icon
1020
Williams Companies
WMB
$90.5B
$230K 0.01%
9,682
-66
-0.7% -$1.51K
MNA icon
1021
IQ ARB Merger Arbitrage ETF
MNA
$249M
$229K 0.01%
6,894
-268
-4% -$8.75K
ROCK icon
1022
Gibraltar Industries
ROCK
$1.34B
$229K 0.01%
4,538
-3,423
-43% -$172K
FOXA icon
1023
Fox Class A
FOXA
$23.2B
$228K ﹤0.01%
+6,144
New +$210K
QLTA icon
1024
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$228K ﹤0.01%
+4,178
New +$228K
SMDV icon
1025
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$226K ﹤0.01%
+3,665
New +$222K
39 40
41
42 43

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.