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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNN icon
1001
Denison Mines
DNN
$2.63B
– –
-12,000
Closed -$6K
DVN icon
1002
Devon Energy
DVN
$51.9B
– –
-7,710
Closed -$220K
DXC icon
1003
DXC Technology
DXC
$1.63B
– –
-4,325
Closed -$239K
EDOW icon
1004
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
– –
-13,126
Closed -$321K
EEM icon
1005
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-600
Closed -$1K
EOG icon
1006
EOG Resources
EOG
$78B
– –
-5,528
Closed -$515K
EVN
1007
Eaton Vance Municipal Income Trust
EVN
$427M
– –
-10,329
Closed -$128K
FDVV icon
1008
Fidelity High Dividend ETF
FDVV
$10.1B
– –
-201,708
Closed -$5.99M
FOXA icon
1009
Fox Class A
FOXA
$23.2B
– –
-5,507
Closed -$202K
FQAL icon
1010
Fidelity Quality Factor ETF
FQAL
$1.41B
– –
-551,160
Closed -$19.1M
FRI icon
1011
First Trust S&P REIT Index Fund
FRI
$195M
– –
-13,440
Closed -$335K
FYX icon
1012
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-11,043
Closed -$679K
GAIN icon
1013
Gladstone Investment Corp
GAIN
$635M
– –
-11,070
Closed -$124K
GDX icon
1014
VanEck Gold Miners ETF
GDX
$23B
– –
-9,337
Closed -$239K
GEM icon
1015
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
– –
-13,309
Closed -$437K
GII icon
1016
State Street SPDR S&P Global Infrastructure ETF
GII
$937M
– –
-3,825
Closed -$203K
GSIE icon
1017
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
– –
-20,243
Closed -$581K
HBI
1018
DELISTED
Hanesbrands
HBI
– –
-12,491
Closed -$215K
HDEF icon
1019
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.3B
– –
-16,575
Closed -$380K
HUBS icon
1020
HubSpot
HUBS
$10.5B
– –
-1,243
Closed -$212K
IBB icon
1021
CALL
iShares Biotechnology ETF
IBB
$9.31B
– –
-800
Closed -$2K
IHF icon
1022
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-11,170
Closed -$383K
IIPR icon
1023
Innovative Industrial Properties
IIPR
$1.78B
– –
-2,199
Closed -$272K
IR icon
1024
Ingersoll Rand
IR
$33B
– –
-9,891
Closed -$342K
IUSB icon
1025
iShares Core Universal USD Bond ETF
IUSB
$42.6B
– –
-15,000
Closed -$775K
39 40
41
42 43

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.