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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEP icon
976
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.37M 0.01%
41,434
+6,410
+18% +$221K
PCAR icon
977
PACCAR
PCAR
$70.5B
$1.36M 0.01%
15,980
-13,092
-45% -$1.11M
RLI icon
978
RLI Corp
RLI
$6.02B
$1.36M 0.01%
19,952
+4,398
+28% +$297K
BABA icon
979
Alibaba
BABA
$276B
$1.35M 0.01%
15,612
-375
-2% -$34.3K
SKYY icon
980
First Trust Cloud Computing ETF
SKYY
$2.83B
$1.35M 0.01%
17,838
-3,182
-15% -$248K
PTNQ icon
981
Pacer Trendpilot 100 ETF
PTNQ
$1.16B
$1.35M 0.01%
22,024
+3,673
+20% +$229K
SPLB icon
982
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.34M 0.01%
63,110
-943,292
-94% -$21.1M
PSLV icon
983
Sprott Physical Silver Trust
PSLV
$11.8B
$1.34M 0.01%
176,526
+20,309
+13% +$164K
WCN
984
Waste Connections
WCN
$43.6B
$1.34M 0.01%
9,962
+836
+9% +$117K
DOV icon
985
Dover
DOV
$26.7B
$1.34M 0.01%
9,571
-7,126
-43% -$1.03M
UL icon
986
Unilever
UL
$142B
$1.33M 0.01%
24,018
-618
-3% -$35.7K
SUB icon
987
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.33M 0.01%
12,972
-961
-7% -$99.7K
BR icon
988
Broadridge
BR
$18.4B
$1.33M 0.01%
7,436
+130
+2% +$23K
SCHI icon
989
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$1.33M 0.01%
+63,026
New +$1.36M
SPYD icon
990
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$1.32M 0.01%
37,774
+5,377
+17% +$200K
MGM icon
991
MGM Resorts International
MGM
$11.7B
$1.32M 0.01%
35,882
-827
-2% -$36.5K
BHP icon
992
BHP
BHP
$211B
$1.32M 0.01%
23,140
-7,948
-26% -$465K
VXF icon
993
Vanguard Extended Market ETF
VXF
$30B
$1.32M 0.01%
9,179
-693
-7% -$104K
CWEN icon
994
Clearway Energy Class C
CWEN
$4.79B
$1.31M 0.01%
61,886
+11,322
+22% +$288K
REZ icon
995
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$1.31M 0.01%
19,832
-1,707
-8% -$122K
MLPA icon
996
Global X MLP ETF
MLPA
$2.26B
$1.3M 0.01%
29,085
+1,889
+7% +$82.7K
CTRA
997
DELISTED
Coterra Energy
CTRA
$1.3M 0.01%
47,891
+15,325
+47% +$418K
DNOV icon
998
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$1.29M 0.01%
36,497
-258
-0.7% -$9.41K
VAW icon
999
Vanguard Materials ETF
VAW
$3.01B
$1.29M 0.01%
7,503
-160
-2% -$28.9K
TEX icon
1000
Terex
TEX
$7.37B
$1.28M 0.01%
22,214
+33
+0.1% +$1.97K
38 39
40
41 42

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.