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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYC icon
976
Paycom
PAYC
$7.88B
$887K 0.01%
2,137
-46
-2% -$21.8K
RWO icon
977
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$884K 0.01%
15,632
+3,522
+29% +$192K
LDOS icon
978
Leidos
LDOS
$14.4B
$883K 0.01%
9,937
-23,863
-71% -$2.23M
MTTR
979
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$880K 0.01%
+42,624
New +$976K
TM icon
980
Toyota
TM
$228B
$876K 0.01%
4,726
+130
+3% +$23.4K
DEO icon
981
Diageo
DEO
$49.6B
$875K 0.01%
3,976
-147
-4% -$30.1K
JEPI icon
982
JPMorgan Equity Premium Income ETF
JEPI
$45.5B
$874K 0.01%
13,834
-1,354
-9% -$83.4K
CLH icon
983
Clean Harbors
CLH
$17.2B
$873K 0.01%
8,751
+309
+4% +$32.6K
RIO icon
984
Rio Tinto
RIO
$152B
$873K 0.01%
13,038
-9,525
-42% -$617K
QSR icon
985
Restaurant Brands International
QSR
$26.2B
$871K 0.01%
14,356
+803
+6% +$47.3K
COR icon
986
Cencora
COR
$62B
$869K 0.01%
6,540
+670
+11% +$82.4K
SNAP icon
987
Snap
SNAP
$7.96B
$868K 0.01%
18,457
-1,309
-7% -$73.7K
DAUG icon
988
FT Vest US Equity Deep Buffer ETF August
DAUG
$367M
$866K 0.01%
24,491
+2,040
+9% +$71.2K
FCG icon
989
First Trust Natural Gas ETF
FCG
$632M
$862K 0.01%
50,204
+3,334
+7% +$59.8K
BAUG icon
990
Innovator US Equity Buffer ETF August
BAUG
$198M
$861K 0.01%
25,779
-909
-3% -$29.7K
NDAQ icon
991
Nasdaq
NDAQ
$53.4B
$858K 0.01%
12,252
+2,943
+32% +$200K
VXX icon
992
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$858K 0.01%
2,893
-5,919
-67% -$2.1M
IR icon
993
Ingersoll Rand
IR
$33.1B
$857K 0.01%
13,858
+720
+5% +$41K
TRTN
994
DELISTED
Triton International Limited
TRTN
$857K 0.01%
14,226
+68
+0.5% +$3.96K
VPL icon
995
Vanguard FTSE Pacific ETF
VPL
$7.77B
$856K 0.01%
10,977
+1,545
+16% +$123K
GRID
996
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$853K 0.01%
8,308
+3,259
+65% +$328K
IWV icon
997
iShares Russell 3000 ETF
IWV
$19.2B
$850K 0.01%
3,061
+879
+40% +$238K
EFAV icon
998
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$847K 0.01%
11,029
-243
-2% -$18.5K
NEE.PRQ
999
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$847K 0.01%
14,632
-675
-4% -$36.9K
CLSC
1000
DELISTED
Cabana Target Leading Sector Conservative ETF
CLSC
$846K 0.01%
33,601
-33,584
-50% -$847K
38 39
40
41 42

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.