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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPK icon
976
Graphic Packaging
GPK
$3.35B
$741K 0.01%
38,939
+269
+0.7% +$5.13K
ISMD icon
977
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$740K 0.01%
20,888
+5,849
+39% +$209K
FDT icon
978
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.23B
$738K 0.01%
12,106
+2,522
+26% +$159K
FTC icon
979
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$737K 0.01%
6,637
-58,260
-90% -$6.64M
TSLX icon
980
Sixth Street Specialty
TSLX
$1.67B
$737K 0.01%
33,174
-1,362
-4% -$31.2K
TRTN
981
DELISTED
Triton International Limited
TRTN
$737K 0.01%
14,158
-3,074
-18% -$160K
AFG icon
982
American Financial Group
AFG
$11.9B
$735K 0.01%
5,841
+825
+16% +$108K
NTRS icon
983
Northern Trust
NTRS
$21.8B
$735K 0.01%
6,817
-1,363
-17% -$155K
HTRB icon
984
Hartford Total Return Bond ETF
HTRB
$2.22B
$734K 0.01%
18,019
+1,998
+12% +$82.2K
DFUS
985
Dimensional US Equity ETF
DFUS
$20.4B
$726K 0.01%
15,389
-2,511
-14% -$122K
UMBF icon
986
UMB Financial
UMBF
$11.3B
$726K 0.01%
7,510
-107
-1% -$9.76K
ACLS icon
987
Axcelis
ACLS
$3.44B
$725K 0.01%
+15,411
New +$670K
FEP icon
988
First Trust Europe AlphaDEX Fund
FEP
$517M
$725K 0.01%
17,294
+3,978
+30% +$173K
RMM
989
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$724K 0.01%
36,451
-624
-2% -$13.1K
ACWI icon
990
iShares MSCI ACWI ETF
ACWI
$32B
$723K 0.01%
7,237
-33,475
-82% -$3.44M
BGS icon
991
B&G Foods
BGS
$303M
$723K 0.01%
24,205
+1,422
+6% +$42.7K
KSU
992
DELISTED
Kansas City Southern
KSU
$723K 0.01%
2,671
+159
+6% +$44.3K
SLY
993
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$723K 0.01%
7,635
-175
-2% -$16.7K
BOTZ icon
994
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
$722K 0.01%
19,750
-84,074
-81% -$3.02M
ITA icon
995
iShares US Aerospace & Defense ETF
ITA
$14B
$722K 0.01%
6,927
+699
+11% +$74.2K
ASO icon
996
Academy Sports + Outdoors
ASO
$3.04B
$720K 0.01%
+17,982
New +$717K
FTXN icon
997
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$720K 0.01%
37,876
+2,118
+6% +$35.7K
CCK icon
998
Crown Holdings
CCK
$13B
$716K 0.01%
7,106
-4,626
-39% -$485K
DES icon
999
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$712K 0.01%
23,100
-30,075
-57% -$944K
PICK icon
1000
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
$709K 0.01%
17,395
+5,778
+50% +$260K
38 39
40
41 42

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.