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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYLD icon
976
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$484K 0.01%
+21,440
New +$471K
SLF icon
977
Sun Life Financial
SLF
$45.6B
$483K 0.01%
10,874
-242
-2% -$10.5K
TCF
978
DELISTED
TCF Financial Corporation Common Stock
TCF
$481K 0.01%
+13,005
New +$413K
PAAS icon
979
Pan American Silver
PAAS
$17.9B
$480K 0.01%
13,897
-5,912
-30% -$191K
DAUG icon
980
FT Vest US Equity Deep Buffer ETF August
DAUG
$367M
$478K 0.01%
14,438
+929
+7% +$30.2K
REZ icon
981
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$477K 0.01%
7,029
+433
+7% +$28.3K
SGEN
982
DELISTED
Seagen Inc. Common Stock
SGEN
$477K 0.01%
+2,726
New +$508K
ICPT
983
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$477K 0.01%
19,328
+4,699
+32% +$156K
IBD icon
984
Inspire Corporate Bond ETF
IBD
$480M
$476K 0.01%
17,915
+4,583
+34% +$121K
SNY icon
985
Sanofi
SNY
$107B
$473K 0.01%
9,737
+336
+4% +$16.6K
AMCR icon
986
Amcor
AMCR
$21.2B
$468K 0.01%
7,960
+260
+3% +$14.8K
SMTC icon
987
Semtech
SMTC
$9.65B
$468K 0.01%
+6,496
New +$415K
FEP icon
988
First Trust Europe AlphaDEX Fund
FEP
$515M
$467K 0.01%
12,234
-3,242
-21% -$116K
TTE icon
989
TotalEnergies
TTE
$193B
$467K 0.01%
11,136
+498
+5% +$19.2K
FRI icon
990
First Trust S&P REIT Index Fund
FRI
$193M
$466K 0.01%
20,067
+729
+4% +$16.4K
DNOV icon
991
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$462K 0.01%
13,869
+2,638
+23% +$86.1K
ISMD icon
992
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$459K 0.01%
15,355
+797
+5% +$21.3K
ASO icon
993
Academy Sports + Outdoors
ASO
$3.04B
$458K 0.01%
+22,094
New +$358K
ACHC icon
994
Acadia Healthcare
ACHC
$2.55B
$455K 0.01%
9,050
-2,540
-22% -$101K
VFC icon
995
VF Corp
VFC
$5.92B
$455K 0.01%
5,327
-2,964
-36% -$237K
BRX icon
996
Brixmor Property Group
BRX
$9.72B
$454K 0.01%
27,432
-400
-1% -$5.68K
SITM icon
997
SiTime
SITM
$13.8B
$452K 0.01%
+4,041
New +$383K
STWD icon
998
Starwood Property Trust
STWD
$6.12B
$452K 0.01%
23,424
+3,576
+18% +$60.9K
ACCD
999
DELISTED
Accolade Inc
ACCD
$450K 0.01%
10,345
+2,241
+28% +$99.5K
MRSH
1000
Marsh
MRSH
$94.3B
$449K 0.01%
3,842
-4,121
-52% -$468K
38 39
40
41 42

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.