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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCN
976
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$362K 0.01%
16,614
-3,301
-17% -$72.1K
DHS icon
977
WisdomTree US High Dividend Fund
DHS
$1.58B
$360K 0.01%
5,760
+453
+9% +$28.8K
WCN
978
Waste Connections
WCN
$43.6B
$359K 0.01%
3,456
+248
+8% +$24.8K
DNOV icon
979
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
$357K 0.01%
+11,231
New +$355K
WWD icon
980
Woodward
WWD
$23B
$356K 0.01%
4,437
+75
+2% +$6.03K
CTXS
981
DELISTED
Citrix Systems Inc
CTXS
$356K 0.01%
2,587
+501
+24% +$71.6K
IYF icon
982
iShares US Financials ETF
IYF
$4.65B
$355K 0.01%
6,248
+12
+0.2% +$688
MRVL icon
983
Marvell Technology
MRVL
$147B
$355K 0.01%
8,947
-22,109
-71% -$813K
NVEE
984
DELISTED
NV5 Global
NVEE
$353K 0.01%
26,720
+6,848
+34% +$91.3K
BBHY icon
985
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$351K 0.01%
7,017
-564
-7% -$28.3K
CAH icon
986
Cardinal Health
CAH
$53.7B
$351K 0.01%
7,469
-653
-8% -$33.5K
IBD icon
987
Inspire Corporate Bond ETF
IBD
$480M
$351K 0.01%
13,332
+1,446
+12% +$38.2K
PEY icon
988
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$351K 0.01%
24,451
+2,060
+9% +$30.3K
USO icon
989
United States Oil Fund
USO
$2.15B
$351K 0.01%
12,421
-5,512
-31% -$161K
FJUN icon
990
FT Vest US Equity Buffer ETF June
FJUN
$1.33B
$349K 0.01%
+10,888
New +$346K
NYC
991
American Strategic Investment Co
NYC
$30.4M
$347K 0.01%
+3,559
New +$371K
FDT icon
992
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$346K ﹤0.01%
6,877
-9,644
-58% -$484K
PLUG icon
993
Plug Power
PLUG
$2.65B
$346K ﹤0.01%
25,783
-20,525
-44% -$226K
MLPA icon
994
Global X MLP ETF
MLPA
$2.26B
$345K ﹤0.01%
15,731
-2,616
-14% -$66.6K
MVBF icon
995
MVB Financial
MVBF
$400M
$343K ﹤0.01%
21,452
– –
ACHC icon
996
Acadia Healthcare
ACHC
$2.55B
$342K ﹤0.01%
11,590
-20
-0.2% -$581
QQEW icon
997
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$342K ﹤0.01%
3,963
-4,779
-55% -$405K
WHR icon
998
Whirlpool
WHR
$2.49B
$339K ﹤0.01%
+1,842
New +$306K
RMD icon
999
ResMed
RMD
$31.1B
$338K ﹤0.01%
1,973
+289
+17% +$53.4K
WORK
1000
DELISTED
Slack Technologies, Inc.
WORK
$338K ﹤0.01%
12,599
-17,872
-59% -$526K
38 39
40
41 42

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.