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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
976
Norwegian Cruise Line
NCLH
$9.53B
$220K 0.01%
20,029
-9,168
-31% -$369K
VXUS icon
977
Vanguard Total International Stock ETF
VXUS
$151B
$220K 0.01%
5,254
-20,803
-80% -$1.06M
SIVB
978
DELISTED
SVB Financial Group
SIVB
$220K 0.01%
+1,458
New +$321K
DXCM icon
979
DexCom
DXCM
$29B
$218K 0.01%
+3,236
New +$201K
RMD icon
980
ResMed
RMD
$31.1B
$218K 0.01%
1,482
-1,280
-46% -$204K
SPG icon
981
Simon Property Group
SPG
$76.4B
$218K 0.01%
3,980
-3,081
-44% -$368K
XHR
982
Xenia Hotels & Resorts
XHR
$2.01B
$217K 0.01%
21,103
-387
-2% -$6.44K
DGRS icon
983
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$407M
$215K ﹤0.01%
8,541
+1,052
+14% +$34.9K
MLPA icon
984
Global X MLP ETF
MLPA
$2.26B
$214K ﹤0.01%
11,313
+242
+2% +$9.03K
VTHR icon
985
Vanguard Russell 3000 ETF
VTHR
$4.57B
$214K ﹤0.01%
1,863
+107
+6% +$14.8K
ACHC icon
986
Acadia Healthcare
ACHC
$2.55B
$213K ﹤0.01%
11,611
-1
-0% -$29
ALLE icon
987
Allegion
ALLE
$13.5B
$213K ﹤0.01%
2,317
+267
+13% +$31.9K
CRSP icon
988
CRISPR Therapeutics
CRSP
$4.69B
$213K ﹤0.01%
+5,015
New +$259K
GEN icon
989
Gen Digital
GEN
$16.5B
$213K ﹤0.01%
+11,380
New +$246K
KNX icon
990
Knight Transportation
KNX
$11.5B
$212K ﹤0.01%
+6,469
New +$229K
NJR icon
991
New Jersey Resources
NJR
$6B
$212K ﹤0.01%
6,237
+21
+0.3% +$820
BMO icon
992
Bank of Montreal
BMO
$123B
$211K ﹤0.01%
4,200
-70
-2% -$4.75K
HRL icon
993
Hormel Foods
HRL
$14.2B
$211K ﹤0.01%
4,526
-698
-13% -$31.7K
LEG icon
994
Leggett & Platt
LEG
$1.4B
$210K ﹤0.01%
7,859
+3,256
+71% +$136K
AFIF icon
995
Anfield Universal Fixed Income ETF
AFIF
$227M
$209K ﹤0.01%
21,563
-4,963
-19% -$48.5K
MAIN icon
996
Main Street Capital
MAIN
$5.05B
$209K ﹤0.01%
10,204
-4,817
-32% -$180K
UBER icon
997
Uber
UBER
$145B
$209K ﹤0.01%
7,494
-2,324
-24% -$76.5K
MASI
998
DELISTED
Masimo
MASI
$208K ﹤0.01%
+1,173
New +$201K
XLNX
999
DELISTED
Xilinx Inc
XLNX
$208K ﹤0.01%
2,674
-286
-10% -$24.9K
RDVY icon
1000
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$206K ﹤0.01%
8,035
-50,627
-86% -$1.64M
38 39
40
41 42

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.