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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
976
MSCI
MSCI
$40B
$251K 0.01%
+970
New +$236K
PKE icon
977
Park Aerospace
PKE
$745M
$251K 0.01%
15,441
-3,305
-18% -$54.7K
HNI icon
978
HNI Corp
HNI
$3B
$250K 0.01%
6,667
– –
WRB icon
979
W.R. Berkley
WRB
$28B
$250K 0.01%
+8,125
New +$251K
SPLK
980
DELISTED
Splunk Inc
SPLK
$250K 0.01%
+1,667
New +$219K
AL
981
DELISTED
Air Lease Corp
AL
$249K 0.01%
5,240
+275
+6% +$12.3K
RPM icon
982
RPM International
RPM
$13.7B
$248K 0.01%
+3,233
New +$234K
VNOM icon
983
Viper Energy
VNOM
$8.81B
$248K 0.01%
+10,038
New +$252K
WCN
984
Waste Connections
WCN
$42.8B
$248K 0.01%
2,732
+413
+18% +$37.5K
FVC icon
985
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$244K 0.01%
8,845
-4,193
-32% -$113K
STE icon
986
Steris
STE
$20.9B
$244K 0.01%
1,601
-64
-4% -$9.38K
USPH icon
987
US Physical Therapy
USPH
$1.14B
$244K 0.01%
2,130
-713
-25% -$88.8K
ZYME icon
988
Zymeworks
ZYME
$1.68B
$243K 0.01%
+5,348
New +$194K
LUMN icon
989
Lumen
LUMN
$6.53B
$241K 0.01%
18,275
+1,426
+8% +$19.1K
IVC
990
DELISTED
Invacare Corporation
IVC
$241K 0.01%
+26,732
New +$225K
FEM icon
991
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$240K 0.01%
+9,056
New +$223K
CRON
992
Cronos Group
CRON
$1.05B
$239K 0.01%
+31,198
New +$239K
TXT icon
993
Textron
TXT
$16.6B
$239K 0.01%
+5,366
New +$249K
CKH
994
DELISTED
Seacor Holdings Inc.
CKH
$239K 0.01%
5,541
-2,054
-27% -$89.8K
BRX icon
995
Brixmor Property Group
BRX
$9.95B
$238K 0.01%
+11,010
New +$235K
EXAS
996
DELISTED
Exact Sciences
EXAS
$238K 0.01%
2,571
-231
-8% -$20.3K
MSI icon
997
Motorola Solutions
MSI
$69.4B
$238K 0.01%
1,475
+12
+0.8% +$1.98K
TQQQ icon
998
ProShares UltraPro QQQ
TQQQ
$31.1B
$238K 0.01%
+22,008
New +$200K
FBGX
999
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$238K 0.01%
+715
New +$216K
IVOV icon
1000
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$237K 0.01%
3,640
-1,632
-31% -$103K
38 39
40
41 42

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.