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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNR
976
DELISTED
Denbury Resources, Inc.
DNR
$13K ﹤0.01%
10,991
+206
+2% +$238
TOO
977
DELISTED
Teekay Offshore Partners L.P.
TOO
$13K ﹤0.01%
10,782
– –
CARM
978
DELISTED
Carisma Therapeutics
CARM
$12K ﹤0.01%
500
– –
ASNA
979
DELISTED
Ascena Retail Group, Inc.
ASNA
$12K ﹤0.01%
2,190
– –
NAK
980
Northern Dynasty Minerals
NAK
$885M
$10K ﹤0.01%
16,833
– –
IZEA icon
981
IZEA Worldwide
IZEA
$59.5M
$7K ﹤0.01%
6,350
– –
AAPL icon
982
CALL
Apple
AAPL
$4.89T
$3K ﹤0.01%
+2,400
New +$125K
GLD icon
983
CALL
SPDR Gold Trust
GLD
$131B
$3K ﹤0.01%
100
– –
TWLO icon
984
CALL
Twilio
TWLO
$29.1B
$3K ﹤0.01%
+400
New +$51.9K
PLM
985
DELISTED
PolyMet Mining Corp.
PLM
$3K ﹤0.01%
1,055
– –
ADSK icon
986
Autodesk
ADSK
$44.3B
– –
-1,909
Closed -$311K
AG icon
987
First Majestic Silver
AG
$8.05B
– –
-14,687
Closed -$116K
AJG icon
988
Arthur J. Gallagher & Co
AJG
$63.7B
– –
-3,306
Closed -$290K
AMPH icon
989
Amphastar Pharmaceuticals
AMPH
$825M
– –
-19,240
Closed -$406K
AWR icon
990
American States Water
AWR
$3.39B
– –
-3,019
Closed -$227K
BOTZ icon
991
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
– –
-11,175
Closed -$232K
BWX icon
992
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-33,605
Closed -$972K
CEF icon
993
Sprott Physical Gold and Silver Trust
CEF
$7.43B
– –
-39,468
Closed -$522K
CMC icon
994
Commercial Metals
CMC
$7.63B
– –
-11,900
Closed -$212K
CMF icon
995
iShares California Muni Bond ETF
CMF
$4.54B
– –
-4,243
Closed -$257K
CPS icon
996
Cooper-Standard Automotive
CPS
$504M
– –
-10,757
Closed -$493K
CRON
997
Cronos Group
CRON
$1.05B
– –
-15,864
Closed -$254K
CYBR
998
DELISTED
CyberArk
CYBR
– –
-2,217
Closed -$283K
DGX icon
999
Quest Diagnostics
DGX
$25.1B
– –
-3,700
Closed -$377K
DIA icon
1000
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-400
Closed -$1K
38 39
40
41 42

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.