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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIXJ icon
76
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$145M
$52.7M 0.27%
1,926,500
+74,122
+4% +$1.87M
IDEV icon
77
iShares Core MSCI International Developed Markets ETF
IDEV
$31.2B
$50.9M 0.26%
804,827
-173,179
-18% -$10.3M
IBDP
78
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$49.9M 0.25%
1,998,598
+554,114
+38% +$13.7M
SCHF icon
79
Schwab International Equity ETF
SCHF
$65.6B
$49.5M 0.25%
2,705,126
-28,876
-1% -$501K
SCHD icon
80
Schwab US Dividend Equity ETF
SCHD
$103B
$48.9M 0.25%
1,905,006
+365,580
+24% +$8.71M
MDYG icon
81
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$47.8M 0.24%
629,912
+83,002
+15% +$5.82M
IWM icon
82
iShares Russell 2000 ETF
IWM
$80B
$47.6M 0.24%
242,773
-221,228
-48% -$39.6M
WMT icon
83
Walmart Inc
WMT
$891B
$47.5M 0.24%
867,699
-34,650
-4% -$1.83M
GOOG icon
84
Alphabet (Google) Class C
GOOG
$3.98T
$46.8M 0.24%
304,329
-29,235
-9% -$3.97M
PJUL icon
85
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$46.7M 0.24%
1,272,908
+214,811
+20% +$7.44M
IBM icon
86
IBM
IBM
$204B
$46.6M 0.24%
248,717
-13,051
-5% -$1.97M
VEA icon
87
Vanguard FTSE Developed Markets ETF
VEA
$226B
$46.5M 0.24%
981,326
-66,206
-6% -$2.96M
SCHX icon
88
Schwab US Large- Cap ETF
SCHX
$70.9B
$46.1M 0.24%
2,394,237
-235,032
-9% -$4.13M
IWP icon
89
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$45.8M 0.23%
437,609
+198,473
+83% +$18.8M
IWR icon
90
iShares Russell Mid-Cap ETF
IWR
$56B
$45.1M 0.23%
583,661
+71,019
+14% +$5.05M
CRM icon
91
Salesforce
CRM
$144B
$44.7M 0.23%
159,519
+26,785
+20% +$6.06M
LCG
92
DELISTED
Sterling Capital Focus Equity ETF
LCG
$44.6M 0.23%
1,558,311
-43,623
-3% -$1.09M
QQQM icon
93
Invesco NASDAQ 100 ETF
QQQM
$95.3B
$44.5M 0.23%
254,850
+124,089
+95% +$19.4M
IVE icon
94
iShares S&P 500 Value ETF
IVE
$49.1B
$43.8M 0.22%
251,035
+210,689
+522% +$33.9M
AUGT icon
95
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$30.7M
$43.8M 0.22%
1,655,093
+442,817
+37% +$10.9M
JANT icon
96
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
$60.3M
$43M 0.22%
1,361,625
+1,327,304
+3,867% +$38.8M
BSV icon
97
Vanguard Short-Term Bond ETF
BSV
$44.6B
$42.8M 0.22%
556,857
+100,647
+22% +$7.62M
COST icon
98
Costco
COST
$423B
$42.8M 0.22%
62,260
+4,830
+8% +$2.86M
T icon
99
AT&T
T
$168B
$42.2M 0.22%
2,441,040
+65,424
+3% +$1.03M
IEF icon
100
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$42.2M 0.22%
444,305
+49,348
+12% +$4.56M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.