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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
76
Alphabet (Google) Class C
GOOG
$3.9T
$44M 0.26%
333,564
+10,626
+3% +$1.38M
JUNW icon
77
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$367M
$42.8M 0.26%
1,673,844
+122,634
+8% +$3.17M
VTWO icon
78
Vanguard Russell 2000 ETF
VTWO
$17.3B
$42.7M 0.25%
597,117
-15,575
-3% -$1.18M
PEP icon
79
PepsiCo
PEP
$186B
$42.2M 0.25%
249,310
+12,305
+5% +$2.23M
VO icon
80
Vanguard Mid-Cap ETF
VO
$106B
$41.9M 0.25%
805,460
-32,628
-4% -$1.79M
MRK icon
81
Merck
MRK
$324B
$41.2M 0.25%
399,971
-3,261
-0.8% -$351K
VGT icon
82
Vanguard Information Technology ETF
VGT
$139B
$40.4M 0.24%
778,096
-24,336
-3% -$1.32M
IEI icon
83
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$40M 0.24%
353,682
-21,703
-6% -$2.48M
TAIL icon
84
Cambria Tail Risk ETF
TAIL
$145M
$39.9M 0.24%
3,079,633
+639,173
+26% +$8.49M
PM icon
85
Philip Morris
PM
$301B
$39.3M 0.24%
424,814
+15,830
+4% +$1.52M
USFR icon
86
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$38.6M 0.23%
767,777
+54,461
+8% +$2.74M
JULT icon
87
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$57M
$38.1M 0.23%
1,234,800
+406,625
+49% +$12.9M
AMD icon
88
Advanced Micro Devices
AMD
$851B
$38.1M 0.23%
370,423
+94,580
+34% +$10.3M
MDYG icon
89
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$37.8M 0.23%
546,910
+49,204
+10% +$3.54M
LCG
90
DELISTED
Sterling Capital Focus Equity ETF
LCG
$37.1M 0.22%
1,601,934
-9,264
-0.6% -$232K
IBM icon
91
IBM
IBM
$202B
$36.7M 0.22%
261,768
-3,643
-1% -$518K
IBHD
92
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$36.6M 0.22%
1,578,128
+1,395,418
+764% +$32.2M
IVW icon
93
iShares S&P 500 Growth ETF
IVW
$72.5B
$36.5M 0.22%
533,734
+93,085
+21% +$6.59M
DGRO icon
94
iShares Core Dividend Growth ETF
DGRO
$42.6B
$36.5M 0.22%
736,950
+95,004
+15% +$4.92M
SCHD icon
95
Schwab US Dividend Equity ETF
SCHD
$102B
$36.3M 0.22%
1,539,426
+263,496
+21% +$6.47M
JAAA icon
96
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$36.2M 0.22%
719,184
+141,274
+24% +$7.08M
IEF icon
97
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$36.2M 0.22%
394,957
-84,579
-18% -$7.98M
IBDP
98
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$35.7M 0.21%
1,444,484
+1,277,898
+767% +$31.5M
VWO icon
99
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$35.7M 0.21%
910,324
+282,448
+45% +$11.5M
T icon
100
AT&T
T
$165B
$35.7M 0.21%
2,375,616
-366,170
-13% -$5.37M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.