We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$382B
$39.1M 0.27%
333,433
-9,221
-3% -$1.05M
LCG
77
DELISTED
Sterling Capital Focus Equity ETF
LCG
$39M 0.27%
1,273,403
+1,021,409
+405% +$31.6M
ABBV icon
78
AbbVie
ABBV
$461B
$38.7M 0.27%
285,567
+41,265
+17% +$4.87M
ZHDG icon
79
Zega Buy & Hedge ETF
ZHDG
$34.9M
$38.6M 0.27%
1,832,490
+205,274
+13% +$4.25M
UNH icon
80
UnitedHealth
UNH
$379B
$38.5M 0.27%
76,761
+11,243
+17% +$5.09M
AGGY icon
81
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$38.2M 0.27%
739,112
+94,576
+15% +$4.9M
LMBS icon
82
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$37.9M 0.26%
759,099
-131,674
-15% -$6.62M
XLF icon
83
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$37.7M 0.26%
965,551
+76,106
+9% +$2.99M
QIG
84
WisdomTree U.S. Corporate Bond Fund
QIG
$17.5M
$36.8M 0.26%
685,050
+68,629
+11% +$3.7M
FIXD icon
85
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$36.8M 0.26%
690,889
-22,123
-3% -$1.18M
IUSB icon
86
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$36.6M 0.26%
690,825
-21,563
-3% -$1.14M
DIS icon
87
Walt Disney
DIS
$168B
$36.4M 0.25%
235,233
-1,652
-0.7% -$267K
SPTM icon
88
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$36.1M 0.25%
618,096
+95,269
+18% +$5.39M
MTUM icon
89
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$35.8M 0.25%
196,703
-342,130
-63% -$63M
ACN icon
90
Accenture
ACN
$94.1B
$34.6M 0.24%
83,562
-11,072
-12% -$4.04M
RSP icon
91
Invesco S&P 500 Equal Weight ETF
RSP
$96.9B
$34.5M 0.24%
212,151
+7,439
+4% +$1.18M
XLI icon
92
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$34.5M 0.24%
326,175
+58,047
+22% +$6.03M
NEE icon
93
NextEra Energy
NEE
$187B
$34M 0.24%
364,228
+47,932
+15% +$4.14M
T icon
94
AT&T
T
$167B
$34M 0.24%
1,828,289
+115,142
+7% +$2.15M
BRK.B icon
95
Berkshire Hathaway Class B
BRK.B
$1.07T
$33.5M 0.23%
112,120
+4,168
+4% +$1.19M
SCHF icon
96
Schwab International Equity ETF
SCHF
$65.7B
$33.5M 0.23%
1,724,352
+714,882
+71% +$14M
BAC icon
97
Bank of America
BAC
$438B
$33.3M 0.23%
749,532
+202,579
+37% +$9.23M
VZ icon
98
Verizon
VZ
$198B
$33.2M 0.23%
639,890
+88,080
+16% +$4.6M
JPM icon
99
JPMorgan Chase
JPM
$947B
$33.2M 0.23%
209,669
-17,429
-8% -$2.86M
GOOG icon
100
Alphabet (Google) Class C
GOOG
$3.99T
$33.1M 0.23%
228,840
-26,740
-10% -$3.86M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.