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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$388B
$34.8M 0.29%
342,654
+33,670
+11% +$3.36M
BSV icon
77
Vanguard Short-Term Bond ETF
BSV
$44.6B
$34.2M 0.28%
417,029
-608,871
-59% -$50M
GOOG icon
78
Alphabet (Google) Class C
GOOG
$3.9T
$34.1M 0.28%
255,580
+9,040
+4% +$1.25M
JNJ icon
79
Johnson & Johnson
JNJ
$635B
$33.9M 0.28%
209,970
+7,940
+4% +$1.35M
AGGY icon
80
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$33.5M 0.28%
644,536
-38,393
-6% -$2.02M
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$56.1B
$33.4M 0.28%
889,445
+60,277
+7% +$2.26M
QIG
82
WisdomTree U.S. Corporate Bond Fund
QIG
$17.5M
$33.3M 0.27%
616,421
+44,661
+8% +$2.45M
PFE icon
83
Pfizer
PFE
$140B
$32.5M 0.27%
754,947
+32,305
+4% +$1.43M
ZHDG icon
84
Zega Buy & Hedge ETF
ZHDG
$34.9M
$32.3M 0.27%
+1,627,216
New +$32.9M
BND icon
85
Vanguard Total Bond Market
BND
$157B
$32.2M 0.26%
376,261
-48,669
-11% -$4.2M
VNQ icon
86
Vanguard Real Estate ETF
VNQ
$39.9B
$31.2M 0.26%
306,219
-48,082
-14% -$5.1M
IJH icon
87
iShares Core S&P Mid-Cap ETF
IJH
$123B
$30.7M 0.25%
583,685
+54,360
+10% +$2.92M
RSP icon
88
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$30.7M 0.25%
204,712
+37,652
+23% +$5.76M
ACN icon
89
Accenture
ACN
$89.9B
$30.3M 0.25%
94,634
-256
-0.3% -$83.3K
VZ icon
90
Verizon
VZ
$194B
$29.8M 0.25%
551,810
+36,944
+7% +$2.04M
BRK.B icon
91
Berkshire Hathaway Class B
BRK.B
$1.07T
$29.5M 0.24%
107,952
-6,245
-5% -$1.75M
QHY
92
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$238M
$29.4M 0.24%
559,401
+13,442
+2% +$710K
XLY icon
93
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$29.2M 0.24%
324,908
-6,516
-2% -$592K
PINS icon
94
Pinterest
PINS
$12.4B
$28.7M 0.24%
563,613
+13,029
+2% +$800K
IEFA icon
95
iShares Core MSCI EAFE ETF
IEFA
$186B
$28.3M 0.23%
381,190
+83,938
+28% +$6.39M
RSPT icon
96
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$27.9M 0.23%
968,440
+6,260
+0.7% +$186K
PYPL icon
97
PayPal
PYPL
$49.5B
$27.9M 0.23%
107,093
+102
+0.1% +$28.9K
WMT icon
98
Walmart Inc
WMT
$871B
$27.8M 0.23%
599,187
+41,817
+8% +$2.01M
SPTM icon
99
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$27.7M 0.23%
522,827
+13,027
+3% +$709K
KO icon
100
Coca-Cola
KO
$354B
$27.6M 0.23%
525,891
+50,756
+11% +$2.83M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.