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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$198B
$27.4M 0.31%
466,746
+38,767
+9% +$2.3M
META icon
77
Meta Platforms (Facebook)
META
$1.51T
$27.4M 0.31%
100,210
+1,077
+1% +$295K
TTD icon
78
Trade Desk
TTD
$8.41B
$26.7M 0.3%
333,100
+4,260
+1% +$322K
FPX icon
79
First Trust US Equity Opportunities ETF
FPX
$1.51B
$26.6M 0.3%
224,651
+17,175
+8% +$1.86M
DIA icon
80
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$26.5M 0.3%
86,541
-3,174
-4% -$924K
T icon
81
AT&T
T
$167B
$26.3M 0.3%
1,212,322
+28,048
+2% +$605K
RSP icon
82
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$26.3M 0.3%
205,843
+125,286
+156% +$14.9M
UNH icon
83
UnitedHealth
UNH
$379B
$25.7M 0.29%
73,419
-2,869
-4% -$962K
SPIB icon
84
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$24.9M 0.28%
669,916
+177,054
+36% +$6.53M
RSPT icon
85
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$24.8M 0.28%
977,970
+554,930
+131% +$12.9M
VBK icon
86
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$24.7M 0.28%
92,279
+32,891
+55% +$7.95M
ACN icon
87
Accenture
ACN
$94.3B
$24.3M 0.28%
93,077
-7,754
-8% -$1.86M
NVDA icon
88
NVIDIA
NVDA
$4.76T
$23.8M 0.27%
1,825,120
+180,920
+11% +$2.42M
USMV icon
89
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$23.8M 0.27%
350,672
-148,083
-30% -$9.75M
VGLT icon
90
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$23.5M 0.27%
245,648
+54,578
+29% +$5.29M
WMT icon
91
Walmart Inc
WMT
$889B
$22.9M 0.26%
476,067
+20,283
+4% +$985K
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$3.99T
$22.8M 0.26%
259,960
-44,660
-15% -$3.76M
CVX icon
93
Chevron
CVX
$378B
$22.6M 0.26%
267,691
+30,398
+13% +$2.46M
PFE icon
94
Pfizer
PFE
$141B
$22.4M 0.25%
608,748
+92,211
+18% +$3.38M
BNDX icon
95
Vanguard Total International Bond ETF
BNDX
$82.2B
$22.2M 0.25%
378,728
+36,667
+11% +$2.14M
BRK.B icon
96
Berkshire Hathaway Class B
BRK.B
$1.07T
$21.3M 0.24%
91,833
+2,616
+3% +$576K
ABBV icon
97
AbbVie
ABBV
$454B
$21.3M 0.24%
198,474
+14,258
+8% +$1.37M
ADBE icon
98
Adobe
ADBE
$94.5B
$21.1M 0.24%
42,124
+5,312
+14% +$2.57M
JPM icon
99
JPMorgan Chase
JPM
$947B
$20.6M 0.23%
162,486
+2,684
+2% +$300K
IWR icon
100
iShares Russell Mid-Cap ETF
IWR
$56.1B
$19.7M 0.22%
286,750
+31,096
+12% +$1.98M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.