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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
76
First Trust US Equity Opportunities ETF
FPX
$1.51B
$20.1M 0.29%
207,476
+193,497
+1,384% +$17.6M
BNDX icon
77
Vanguard Total International Bond ETF
BNDX
$82.2B
$19.9M 0.28%
342,061
+56,864
+20% +$3.3M
TSLA icon
78
Tesla
TSLA
$1.22T
$19.5M 0.28%
136,200
+23,925
+21% +$2.82M
DIS icon
79
Walt Disney
DIS
$168B
$19.2M 0.27%
155,110
-28,845
-16% -$3.61M
SHYG icon
80
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$19.1M 0.27%
434,689
+256,014
+143% +$11.3M
VGLT icon
81
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$19M 0.27%
191,070
+13,818
+8% +$1.4M
BRK.B icon
82
Berkshire Hathaway Class B
BRK.B
$1.07T
$19M 0.27%
89,217
-3,679
-4% -$753K
HYG icon
83
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$18.9M 0.27%
225,653
+71,553
+46% +$6.02M
IJR icon
84
iShares Core S&P Small-Cap ETF
IJR
$110B
$18.5M 0.26%
263,200
-18,265
-6% -$1.31M
MCD icon
85
McDonald's
MCD
$192B
$18.3M 0.26%
83,339
+7,645
+10% +$1.57M
BND icon
86
Vanguard Total Bond Market
BND
$158B
$18.1M 0.26%
205,643
+80,579
+64% +$7.14M
SPIB icon
87
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$18.1M 0.26%
492,862
-17,044
-3% -$627K
ADBE icon
88
Adobe
ADBE
$94.5B
$18.1M 0.26%
36,812
+9,706
+36% +$4.52M
PFE icon
89
Pfizer
PFE
$141B
$18M 0.26%
516,537
+119,214
+30% +$4.18M
XOM icon
90
ExxonMobil
XOM
$642B
$17.8M 0.25%
517,529
+36,585
+8% +$1.5M
KO icon
91
Coca-Cola
KO
$362B
$17.5M 0.25%
354,122
+26,612
+8% +$1.28M
CVX icon
92
Chevron
CVX
$378B
$17.1M 0.24%
237,293
+440
+0.2% +$37K
TTD icon
93
Trade Desk
TTD
$8.41B
$17.1M 0.24%
328,840
-30
-0% -$1.37K
WDIV icon
94
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$16.7M 0.24%
313,880
-59,647
-16% -$3.26M
PEP icon
95
PepsiCo
PEP
$191B
$16.6M 0.24%
119,680
+5,828
+5% +$793K
FDN icon
96
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$16.5M 0.24%
87,515
-1,302
-1% -$240K
PINS icon
97
Pinterest
PINS
$13.2B
$16.3M 0.23%
393,160
+179,285
+84% +$5.85M
FGD icon
98
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$16.3M 0.23%
914,645
-171,618
-16% -$3.18M
FTCS icon
99
First Trust Capital Strength ETF
FTCS
$7.89B
$16.2M 0.23%
255,750
-425
-0.2% -$26.6K
ABBV icon
100
AbbVie
ABBV
$454B
$16.1M 0.23%
184,216
-23,596
-11% -$2.22M
2 3
4
5 6

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.