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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
76
Vanguard Real Estate ETF
VNQ
$40B
$11.5M 0.26%
164,344
+36,955
+29% +$3.25M
FTCS icon
77
First Trust Capital Strength ETF
FTCS
$8.03B
$11.4M 0.26%
228,585
+33,937
+17% +$1.96M
ABBV icon
78
AbbVie
ABBV
$465B
$11.3M 0.26%
148,784
+12,324
+9% +$1.05M
SPYV icon
79
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$11.2M 0.26%
432,658
-88,894
-17% -$2.84M
IEFA icon
80
iShares Core MSCI EAFE ETF
IEFA
$187B
$11M 0.25%
221,094
-149,160
-40% -$8.88M
PEP icon
81
PepsiCo
PEP
$195B
$10.9M 0.25%
90,852
+10,815
+14% +$1.46M
IGSB icon
82
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$10.9M 0.25%
208,117
-68,820
-25% -$3.66M
IEF icon
83
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$10.8M 0.25%
88,594
+66,035
+293% +$7.6M
CSCO icon
84
Cisco
CSCO
$456B
$10.7M 0.25%
271,439
+40,722
+18% +$1.79M
BSJL
85
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$10.3M 0.24%
463,407
+345,516
+293% +$8.24M
VTI icon
86
Vanguard Total Stock Market ETF
VTI
$656B
$10.3M 0.24%
79,560
-23,932
-23% -$3.7M
DUK icon
87
Duke Energy
DUK
$101B
$10.1M 0.23%
124,856
-3,930
-3% -$361K
IEI icon
88
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$10M 0.23%
75,214
+57,038
+314% +$7.35M
FLOT icon
89
iShares Floating Rate Bond ETF
FLOT
$10.2B
$9.91M 0.23%
203,404
-52,259
-20% -$2.61M
BSV icon
90
Vanguard Short-Term Bond ETF
BSV
$44.7B
$9.88M 0.23%
120,207
+424
+0.4% +$34.4K
VTV icon
91
Vanguard Value ETF
VTV
$190B
$9.88M 0.23%
110,918
-1,557
-1% -$171K
META icon
92
Meta Platforms (Facebook)
META
$1.51T
$9.64M 0.22%
57,785
+6,466
+13% +$1.27M
MGK icon
93
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$9.55M 0.22%
375,890
+52,940
+16% +$1.53M
MRK icon
94
Merck
MRK
$326B
$9.52M 0.22%
129,669
+33,332
+35% +$2.62M
IVW icon
95
iShares S&P 500 Growth ETF
IVW
$71.9B
$9.37M 0.22%
227,084
+9,988
+5% +$472K
LMT icon
96
Lockheed Martin
LMT
$134B
$9.31M 0.21%
27,460
+5,331
+24% +$2.1M
PFE icon
97
Pfizer
PFE
$144B
$9.11M 0.21%
294,243
+31,244
+12% +$1.06M
KO icon
98
Coca-Cola
KO
$380B
$9.07M 0.21%
204,877
+15,748
+8% +$851K
ISTB icon
99
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$8.92M 0.2%
176,547
+137,498
+352% +$6.94M
GSY icon
100
Invesco Ultra Short Duration ETF
GSY
$3.86B
$8.9M 0.2%
180,523
+75,540
+72% +$3.78M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.