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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
76
iShares Floating Rate Bond ETF
FLOT
$10.1B
$13M 0.28%
255,663
-103,579
-29% -$5.28M
FTSL icon
77
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$12.7M 0.28%
265,510
+58,324
+28% +$2.77M
XLK icon
78
State Street Technology Select Sector SPDR ETF
XLK
$115B
$12.2M 0.26%
266,294
+148,648
+126% +$6.36M
ABBV icon
79
AbbVie
ABBV
$458B
$12.1M 0.26%
136,460
+31,730
+30% +$2.63M
SCHP icon
80
Schwab US TIPS ETF
SCHP
$16.3B
$11.9M 0.26%
420,170
+140,246
+50% +$3.97M
VNQ icon
81
Vanguard Real Estate ETF
VNQ
$39.9B
$11.8M 0.26%
127,389
+97,368
+324% +$9.02M
AOK icon
82
iShares Core Conservative Allocation ETF
AOK
$803M
$11.8M 0.26%
324,868
+201,609
+164% +$7.24M
FTCS icon
83
First Trust Capital Strength ETF
FTCS
$7.88B
$11.7M 0.26%
194,648
+28,196
+17% +$1.64M
DUK icon
84
Duke Energy
DUK
$102B
$11.7M 0.25%
128,786
+9,512
+8% +$872K
VIG icon
85
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.3M 0.25%
91,003
+34,630
+61% +$4.19M
CSCO icon
86
Cisco
CSCO
$450B
$11.1M 0.24%
230,717
+53,696
+30% +$2.5M
PEP icon
87
PepsiCo
PEP
$186B
$10.9M 0.24%
80,037
+13,660
+21% +$1.86M
META icon
88
Meta Platforms (Facebook)
META
$1.51T
$10.5M 0.23%
51,319
+8,393
+20% +$1.63M
IVW icon
89
iShares S&P 500 Growth ETF
IVW
$72.5B
$10.5M 0.23%
217,096
+55,868
+35% +$2.59M
VOOG icon
90
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$10.5M 0.23%
360,624
+27,264
+8% +$757K
KO icon
91
Coca-Cola
KO
$354B
$10.5M 0.23%
189,129
+29,427
+18% +$1.58M
PRF icon
92
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$10.1M 0.22%
397,940
+123,865
+45% +$3.02M
XHE icon
93
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$9.98M 0.22%
116,558
+65,867
+130% +$5.36M
PFE icon
94
Pfizer
PFE
$140B
$9.78M 0.21%
262,999
+43,254
+20% +$1.54M
MCD icon
95
McDonald's
MCD
$188B
$9.78M 0.21%
49,465
+7,708
+18% +$1.53M
BA icon
96
Boeing
BA
$165B
$9.74M 0.21%
29,907
+3,521
+13% +$1.25M
BSV icon
97
Vanguard Short-Term Bond ETF
BSV
$44.6B
$9.66M 0.21%
119,783
+22,471
+23% +$1.81M
MGK icon
98
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$9.41M 0.2%
322,950
+119,545
+59% +$3.3M
MBB icon
99
iShares MBS ETF
MBB
$39B
$9.29M 0.2%
85,959
-729
-0.8% -$78.8K
BAC icon
100
Bank of America
BAC
$435B
$9.27M 0.2%
263,276
+30,663
+13% +$991K
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.