We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
76
UnitedHealth
UNH
$382B
$8.96M 0.26%
41,242
-3,243
-7% -$783K
AOM icon
77
iShares Core Moderate Allocation ETF
AOM
$1.76B
$8.91M 0.26%
226,840
+198,400
+698% +$7.73M
CSCO icon
78
Cisco
CSCO
$450B
$8.75M 0.25%
177,021
-4,467
-2% -$232K
KO icon
79
Coca-Cola
KO
$354B
$8.69M 0.25%
159,702
-14,300
-8% -$766K
FVD icon
80
First Trust Value Line Dividend Fund
FVD
$8.29B
$8.43M 0.24%
241,610
+12,365
+5% +$421K
VTV icon
81
Vanguard Value ETF
VTV
$189B
$8.4M 0.24%
75,243
+10,012
+15% +$1.11M
SCHP icon
82
Schwab US TIPS ETF
SCHP
$16.3B
$7.94M 0.23%
279,924
+248,796
+799% +$7.05M
ABBV icon
83
AbbVie
ABBV
$458B
$7.93M 0.23%
104,730
+16,163
+18% +$1.11M
BSV icon
84
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.86M 0.23%
97,312
+58,307
+149% +$4.7M
LGLV icon
85
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$7.73M 0.22%
69,359
+14,069
+25% +$1.55M
META icon
86
Meta Platforms (Facebook)
META
$1.51T
$7.64M 0.22%
42,926
-300
-0.7% -$57K
LMT icon
87
Lockheed Martin
LMT
$134B
$7.63M 0.22%
19,552
+2,252
+13% +$847K
PFE icon
88
Pfizer
PFE
$140B
$7.49M 0.22%
219,745
+489
+0.2% +$17.8K
SHY icon
89
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$7.43M 0.21%
87,588
-189,912
-68% -$16.1M
EPS icon
90
WisdomTree US LargeCap Fund
EPS
$1.58B
$7.39M 0.21%
220,350
+186,886
+558% +$6.21M
IVW icon
91
iShares S&P 500 Growth ETF
IVW
$72.5B
$7.26M 0.21%
161,228
-154,616
-49% -$6.99M
RTL
92
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$7.18M 0.21%
514,289
-13,521
-3% -$165K
EMHY icon
93
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$7.15M 0.21%
153,884
+52,253
+51% +$2.46M
SO icon
94
Southern Company
SO
$110B
$7.06M 0.2%
114,225
-10,928
-9% -$633K
D icon
95
Dominion Energy
D
$62.5B
$7.05M 0.2%
87,040
-5,180
-6% -$401K
BAC icon
96
Bank of America
BAC
$435B
$6.79M 0.2%
232,613
+18,592
+9% +$535K
VIG icon
97
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.74M 0.19%
56,373
+9,802
+21% +$1.16M
RSPU icon
98
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$6.55M 0.19%
122,856
+4,112
+3% +$210K
PRF icon
99
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$6.46M 0.19%
274,075
+254,155
+1,276% +$5.93M
SPYD icon
100
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$6.46M 0.19%
170,075
+110,037
+183% +$4.11M
2 3
4
5 6

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.