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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
76
GE Aerospace
GE
$367B
$2.51M 0.22%
29,968
+3,891
+15% +$371K
OUSA icon
77
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$2.5M 0.22%
78,397
-509
-0.6% -$15.8K
HYLS icon
78
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.46M 0.22%
50,642
+30,716
+154% +$1.5M
LMT icon
79
Lockheed Martin
LMT
$134B
$2.45M 0.22%
7,633
-785
-9% -$247K
ABBV icon
80
AbbVie
ABBV
$458B
$2.37M 0.21%
24,518
-12,396
-34% -$1.17M
PFE icon
81
Pfizer
PFE
$140B
$2.37M 0.21%
68,943
-9,183
-12% -$313K
MRK icon
82
Merck
MRK
$324B
$2.25M 0.2%
41,851
+5,376
+15% +$298K
DUK icon
83
Duke Energy
DUK
$102B
$2.24M 0.2%
26,682
-10,999
-29% -$961K
RTN
84
DELISTED
Raytheon Company
RTN
$2.17M 0.19%
11,567
+1,560
+16% +$291K
BNDX icon
85
Vanguard Total International Bond ETF
BNDX
$82B
$2.1M 0.19%
+38,686
New +$2.12M
KBWY icon
86
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$2.09M 0.18%
59,068
+6,593
+13% +$241K
DIA icon
87
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.09M 0.18%
8,442
+4,083
+94% +$967K
VSHY icon
88
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$2.03M 0.18%
81,895
+42,651
+109% +$1.07M
WFC icon
89
Wells Fargo
WFC
$261B
$2M 0.18%
32,939
+18,534
+129% +$1.05M
PEP icon
90
PepsiCo
PEP
$186B
$1.96M 0.17%
16,347
+2,668
+20% +$305K
BMY icon
91
Bristol-Myers Squibb
BMY
$127B
$1.91M 0.17%
31,167
+17,682
+131% +$1.11M
UNH icon
92
UnitedHealth
UNH
$382B
$1.91M 0.17%
8,658
+3,237
+60% +$686K
OXY icon
93
Occidental Petroleum
OXY
$57B
$1.9M 0.17%
25,812
+1,416
+6% +$96.1K
GIS icon
94
General Mills
GIS
$19.2B
$1.89M 0.17%
31,891
+18,810
+144% +$1.02M
KDMN
95
DELISTED
Kadmon Holdings, Inc.
KDMN
$1.89M 0.17%
520,713
+197,552
+61% +$706K
DVY icon
96
iShares Select Dividend ETF
DVY
$24B
$1.88M 0.17%
19,087
+10,421
+120% +$1M
GOOGL icon
97
Alphabet (Google) Class A
GOOGL
$3.91T
$1.86M 0.16%
35,260
+22,020
+166% +$1.14M
FEX icon
98
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.85M 0.16%
31,631
-40,446
-56% -$2.3M
AMLP icon
99
Alerian MLP ETF
AMLP
$13B
$1.84M 0.16%
34,088
+3,933
+13% +$210K
BA icon
100
Boeing
BA
$165B
$1.82M 0.16%
6,160
-1,319
-18% -$357K
2 3
4
5 6

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.