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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$323B
$2.23M 0.21%
36,475
-3,695
-9% -$224K
UPS icon
77
United Parcel Service
UPS
$97.5B
$2.22M 0.21%
18,484
+5,165
+39% +$587K
DD icon
78
DuPont de Nemours
DD
$18.6B
$2.1M 0.19%
11,974
+2,760
+30% +$461K
CAT icon
79
Caterpillar
CAT
$407B
$2.04M 0.19%
16,397
-1,956
-11% -$225K
VLO icon
80
Valero Energy
VLO
$90.3B
$2.03M 0.19%
26,429
-4,411
-14% -$304K
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$55.4B
$2M 0.19%
77,484
+9,879
+15% +$246K
KBWY icon
82
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$1.97M 0.18%
52,475
+10,363
+25% +$383K
ETR icon
83
Entergy
ETR
$53.8B
$1.96M 0.18%
51,404
+12,962
+34% +$502K
KMB icon
84
Kimberly-Clark
KMB
$36.3B
$1.96M 0.18%
16,613
+356
+2% +$43.5K
SCHP icon
85
Schwab US TIPS ETF
SCHP
$16.3B
$1.95M 0.18%
70,404
+20,724
+42% +$574K
BA icon
86
Boeing
BA
$166B
$1.9M 0.18%
7,479
+1,904
+34% +$444K
RTN
87
DELISTED
Raytheon Company
RTN
$1.87M 0.17%
10,007
+2,364
+31% +$416K
EMR icon
88
Emerson Electric
EMR
$82.4B
$1.86M 0.17%
29,591
-83
-0.3% -$5.01K
TROW icon
89
T. Rowe Price
TROW
$24.9B
$1.75M 0.16%
19,351
-1,646
-8% -$136K
VDC icon
90
Vanguard Consumer Staples ETF
VDC
$7.85B
$1.75M 0.16%
12,620
+295
+2% +$41.6K
BP icon
91
BP
BP
$113B
$1.73M 0.16%
49,999
+144
+0.3% +$4.58K
VIG icon
92
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.73M 0.16%
18,248
-699
-4% -$65.2K
AMZN icon
93
Amazon
AMZN
$2.5T
$1.72M 0.16%
35,860
+1,380
+4% +$67.8K
OKE icon
94
Oneok
OKE
$59.1B
$1.71M 0.16%
30,841
-941
-3% -$50.9K
PPL
95
PPL Corp
PPL
$27.4B
$1.7M 0.16%
44,736
-1,151
-3% -$44.5K
AMLP icon
96
Alerian MLP ETF
AMLP
$13B
$1.69M 0.16%
30,155
+6,297
+26% +$360K
NFLT icon
97
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$442M
$1.62M 0.15%
62,986
-30,791
-33% -$792K
ETN icon
98
Eaton
ETN
$156B
$1.62M 0.15%
21,070
-255
-1% -$19.2K
CSCO icon
99
Cisco
CSCO
$447B
$1.59M 0.15%
47,337
+704
+2% +$22.4K
OXY icon
100
Occidental Petroleum
OXY
$56.9B
$1.57M 0.15%
24,396
-846
-3% -$51.5K
2 3
4
5 6

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.