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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAX icon
951
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.6B
$787K 0.01%
+30,394
New +$804K
TSCO icon
952
Tractor Supply
TSCO
$16.3B
$787K 0.01%
19,420
-795
-4% -$30.8K
VSTO
953
DELISTED
Vista Outdoor Inc.
VSTO
$786K 0.01%
19,510
-1,980
-9% -$81.6K
QQXT icon
954
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$785K 0.01%
9,132
+1,527
+20% +$134K
NEE.PRQ
955
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$782K 0.01%
15,307
+245
+2% +$12.9K
NTNX icon
956
Nutanix
NTNX
$16.1B
$780K 0.01%
20,684
+2,108
+11% +$79.7K
NVT icon
957
nVent Electric
NVT
$21.6B
$780K 0.01%
24,129
-1,543
-6% -$50K
SHM icon
958
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$779K 0.01%
15,766
+1,346
+9% +$66.7K
UTG icon
959
Reaves Utility Income Fund
UTG
$3.47B
$779K 0.01%
23,777
+2,470
+12% +$86.9K
FTXR icon
960
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$777K 0.01%
25,199
+6,514
+35% +$209K
FTA icon
961
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$776K 0.01%
12,049
+3,507
+41% +$232K
YOLO icon
962
AdvisorShares Pure Cannabis ETF
YOLO
$28.8M
$776K 0.01%
47,150
-3,064
-6% -$56K
CRSP icon
963
CRISPR Therapeutics
CRSP
$4.69B
$773K 0.01%
6,909
+1,943
+39% +$244K
SPHR icon
964
Sphere Entertainment
SPHR
$5.02B
$770K 0.01%
10,602
-724
-6% -$54.3K
FFEB icon
965
FT Vest US Equity Buffer ETF February
FFEB
$1.36B
$768K 0.01%
20,939
-390,626
-95% -$14.4M
FCPT icon
966
Four Corners Property Trust
FCPT
$2.89B
$767K 0.01%
28,571
+2,378
+9% +$66.6K
DAUG icon
967
FT Vest US Equity Deep Buffer ETF August
DAUG
$367M
$766K 0.01%
22,451
+7,775
+53% +$268K
DT icon
968
Dynatrace
DT
$12.7B
$764K 0.01%
10,770
-6,765
-39% -$444K
VPL icon
969
Vanguard FTSE Pacific ETF
VPL
$7.77B
$764K 0.01%
9,432
+311
+3% +$25.7K
USXF icon
970
iShares ESG Advanced MSCI USA ETF
USXF
$1.37B
$756K 0.01%
20,925
+11,162
+114% +$416K
VIOV icon
971
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$754K 0.01%
8,664
-442
-5% -$38.6K
TYL icon
972
Tyler Technologies
TYL
$13.7B
$749K 0.01%
1,634
-104
-6% -$49.7K
FHLC icon
973
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
$748K 0.01%
11,723
-7,605
-39% -$503K
K
974
DELISTED
Kellanova
K
$748K 0.01%
12,459
+35
+0.3% +$2.1K
FLDR icon
975
Fidelity Low Duration Bond Factor ETF
FLDR
$1.98B
$745K 0.01%
14,647
-2,827
-16% -$144K
37 38
39
40 41

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.