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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSU
951
DELISTED
Kansas City Southern
KSU
$510K 0.01%
2,499
-24
-1% -$4.51K
BL icon
952
BlackLine
BL
$1.9B
$508K 0.01%
+3,811
New +$425K
BMO icon
953
Bank of Montreal
BMO
$123B
$508K 0.01%
6,684
-569
-8% -$38.9K
AFL icon
954
Aflac
AFL
$65.5B
$507K 0.01%
11,409
-19,463
-63% -$797K
CUZ icon
955
Cousins Properties
CUZ
$5.31B
$506K 0.01%
15,105
+1,954
+15% +$60.4K
BLES icon
956
Inspire Global Hope ETF
BLES
$159M
$505K 0.01%
15,101
+1,024
+7% +$31.6K
FXH icon
957
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$505K 0.01%
4,687
-321
-6% -$32.7K
HOME
958
DELISTED
At Home Group Inc.
HOME
$505K 0.01%
32,691
-8,375
-20% -$146K
EVRG icon
959
Evergy
EVRG
$19.4B
$503K 0.01%
9,058
+634
+8% +$34.8K
USO icon
960
United States Oil Fund
USO
$2.15B
$502K 0.01%
15,211
+2,790
+22% +$82.7K
IDV icon
961
iShares International Select Dividend ETF
IDV
$8.31B
$499K 0.01%
16,917
-4,013
-19% -$110K
XLNX
962
DELISTED
Xilinx Inc
XLNX
$499K 0.01%
3,519
-2,193
-38% -$285K
ERIE icon
963
Erie Indemnity
ERIE
$13B
$497K 0.01%
2,023
– –
LIN icon
964
Linde
LIN
$236B
$494K 0.01%
1,874
+179
+11% +$43.9K
MGEE icon
965
MGE Energy Inc
MGEE
$3.03B
$494K 0.01%
+7,050
New +$486K
SHM icon
966
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$494K 0.01%
9,925
+904
+10% +$45K
DHS icon
967
WisdomTree US High Dividend Fund
DHS
$1.58B
$493K 0.01%
7,105
+1,345
+23% +$89.8K
NUE icon
968
Nucor
NUE
$58.3B
$493K 0.01%
9,268
-2,862
-24% -$148K
IYF icon
969
iShares US Financials ETF
IYF
$4.65B
$491K 0.01%
7,351
+1,103
+18% +$68.1K
SNV
970
DELISTED
Synovus
SNV
$489K 0.01%
+15,100
New +$437K
AYX
971
DELISTED
Alteryx Inc
AYX
$489K 0.01%
4,018
-30
-0.7% -$3.78K
MCK icon
972
McKesson
MCK
$104B
$488K 0.01%
2,808
-55
-2% -$9.16K
CGC
973
Canopy Growth
CGC
$376M
$487K 0.01%
1,975
-100
-5% -$22.8K
PPA icon
974
Invesco Aerospace & Defense ETF
PPA
$8.07B
$485K 0.01%
7,150
+260
+4% +$16.1K
RMD icon
975
ResMed
RMD
$31.1B
$485K 0.01%
2,283
+310
+16% +$61.8K
37 38
39
40 41

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.