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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXW icon
951
CoreCivic
CXW
$2.94B
$394K 0.01%
49,286
+10,756
+28% +$97.7K
BLES icon
952
Inspire Global Hope ETF
BLES
$159M
$391K 0.01%
14,077
-590
-4% -$16.6K
JBL icon
953
Jabil
JBL
$30.1B
$389K 0.01%
11,340
-204
-2% -$6.82K
PMAY icon
954
Innovator US Equity Power Buffer ETF May
PMAY
$802M
$389K 0.01%
14,165
-746
-5% -$20.3K
LEG icon
955
Leggett & Platt
LEG
$1.4B
$388K 0.01%
9,436
+436
+5% +$17.3K
OPK icon
956
Opko Health
OPK
$1.02B
$385K 0.01%
104,350
-116,259
-53% -$491K
PPA icon
957
Invesco Aerospace & Defense ETF
PPA
$8.07B
$384K 0.01%
6,890
-2,419
-26% -$137K
RKT icon
958
Rocket Companies
RKT
$38.8B
$384K 0.01%
+19,282
New +$450K
UMBF icon
959
UMB Financial
UMBF
$11.3B
$383K 0.01%
7,808
+1,932
+33% +$97.5K
EEFT icon
960
Euronet Worldwide
EEFT
$3.19B
$378K 0.01%
4,145
+931
+29% +$90.8K
WRB icon
961
W.R. Berkley
WRB
$28.1B
$378K 0.01%
13,905
+740
+6% +$20.3K
IYLD icon
962
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$377K 0.01%
16,699
-14,344
-46% -$326K
UHS icon
963
Universal Health Services
UHS
$10.2B
$377K 0.01%
+3,527
New +$377K
WELL icon
964
Welltower
WELL
$174B
$377K 0.01%
6,843
-1,879
-22% -$103K
CUZ icon
965
Cousins Properties
CUZ
$5.31B
$376K 0.01%
13,151
-893
-6% -$26.6K
PENN icon
966
PENN Entertainment
PENN
$2.84B
$376K 0.01%
+5,166
New +$253K
VOOV icon
967
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$376K 0.01%
3,456
+270
+8% +$29.5K
SPGP icon
968
Invesco S&P 500 GARP ETF
SPGP
$2.25B
$374K 0.01%
6,286
-4,828
-43% -$284K
EBND icon
969
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$371K 0.01%
14,106
+399
+3% +$10.6K
NEA icon
970
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$370K 0.01%
25,776
+989
+4% +$14.2K
KXI icon
971
iShares Global Consumer Staples ETF
KXI
$1.09B
$367K 0.01%
6,623
-2,736
-29% -$150K
TTE icon
972
TotalEnergies
TTE
$193B
$365K 0.01%
10,638
+2,847
+37% +$108K
RWO icon
973
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$363K 0.01%
9,182
-1,131
-11% -$45.2K
CE icon
974
Celanese
CE
$4.82B
$362K 0.01%
+3,374
New +$337K
FAAR icon
975
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$362K 0.01%
13,554
-997
-7% -$26.7K
37 38
39
40 41

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.