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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
951
Vulcan Materials
VMC
$35.2B
$239K 0.01%
2,216
-91
-4% -$11.6K
JQUA icon
952
JPMorgan US Quality Factor ETF
JQUA
$8.2B
$238K 0.01%
+9,343
New +$279K
REET icon
953
iShares Global REIT ETF
REET
$5.12B
$238K 0.01%
12,446
+703
+6% +$17.9K
VNO icon
954
Vornado Realty Trust
VNO
$7.55B
$238K 0.01%
6,584
+3,517
+115% +$200K
DLTR icon
955
Dollar Tree
DLTR
$24.7B
$234K 0.01%
3,187
-1,777
-36% -$151K
SBNY
956
DELISTED
Signature Bank
SBNY
$234K 0.01%
2,912
+225
+8% +$28.2K
HQY icon
957
HealthEquity
HQY
$8.44B
$232K 0.01%
4,585
+171
+4% +$11.4K
MSI icon
958
Motorola Solutions
MSI
$71.5B
$232K 0.01%
1,744
+269
+18% +$45.1K
GIB icon
959
CGI
GIB
$15.2B
$231K 0.01%
4,244
-11
-0.3% -$798
PCEF icon
960
Invesco CEF Income Composite ETF
PCEF
$797M
$231K 0.01%
13,223
+4,349
+49% +$94.2K
WCN
961
Waste Connections
WCN
$41.9B
$231K 0.01%
2,977
+245
+9% +$23K
KSU
962
DELISTED
Kansas City Southern
KSU
$231K 0.01%
1,812
-242
-12% -$36.9K
FLO icon
963
Flowers Foods
FLO
$1.51B
$230K 0.01%
11,220
-1,209
-10% -$26.4K
PGF icon
964
Invesco Financial Preferred ETF
PGF
$676M
$230K 0.01%
13,623
-7,085
-34% -$129K
SNPS icon
965
Synopsys
SNPS
$71.3B
$230K 0.01%
1,785
+229
+15% +$32.6K
IVZ icon
966
Invesco
IVZ
$13B
$228K 0.01%
25,084
+2,713
+12% +$41.2K
VAR
967
DELISTED
Varian Medical Systems, Inc.
VAR
$225K 0.01%
+2,191
New +$289K
ILCG icon
968
iShares Morningstar Growth ETF
ILCG
$3.08B
$223K 0.01%
6,005
-6,820
-53% -$285K
RVTY icon
969
Revvity
RVTY
$12.7B
$223K 0.01%
2,958
-341
-10% -$30.3K
SLB icon
970
SLB Ltd
SLB
$72.6B
$223K 0.01%
16,509
+944
+6% +$27.3K
AXON
971
Axon Enterprise
AXON
$42.3B
$222K 0.01%
3,137
+256
+9% +$19.2K
IVR icon
972
Invesco Mortgage Capital
IVR
$759M
$222K 0.01%
6,505
+3,859
+146% +$567K
MMP
973
DELISTED
Magellan Midstream Partners, L.P.
MMP
$221K 0.01%
6,064
-782
-11% -$42K
DNP icon
974
DNP Select Income Fund
DNP
$4.12B
$220K 0.01%
22,492
-5,372
-19% -$64.4K
GRFS
975
Grifois
GRFS
$5.58B
$220K 0.01%
+10,938
New +$245K
37 38
39
40 41

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.