We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
951
Compass Diversified
CODI
$755M
$266K 0.01%
+10,699
New +$236K
K
952
DELISTED
Kellanova
K
$265K 0.01%
+4,080
New +$247K
THRM icon
953
Gentherm
THRM
$1.31B
$265K 0.01%
+5,972
New +$254K
CTRA
954
DELISTED
Coterra Energy
CTRA
$263K 0.01%
+15,114
New +$263K
SCI icon
955
Service Corp International
SCI
$11.4B
$263K 0.01%
5,719
-497
-8% -$22.4K
FPI
956
Farmland Partners
FPI
$419M
$262K 0.01%
38,623
+5,719
+17% +$37.7K
PWV icon
957
Invesco Large Cap Value ETF
PWV
$1.66B
$262K 0.01%
+6,326
New +$252K
SPTN
958
DELISTED
SpartanNash
SPTN
$262K 0.01%
18,430
-7,601
-29% -$100K
IIPR icon
959
Innovative Industrial Properties
IIPR
$1.78B
$261K 0.01%
+3,439
New +$267K
KOP icon
960
Koppers
KOP
$966M
$260K 0.01%
6,798
-5,266
-44% -$185K
TDG icon
961
TransDigm Group
TDG
$69.2B
$260K 0.01%
+464
New +$254K
AFIF icon
962
Anfield Universal Fixed Income ETF
AFIF
$227M
$257K 0.01%
26,526
+3,944
+17% +$38.5K
GSLC icon
963
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$257K 0.01%
+3,979
New +$247K
ICSH icon
964
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$257K 0.01%
5,111
+174
+4% +$8.76K
VTHR icon
965
Vanguard Russell 3000 ETF
VTHR
$4.63B
$257K 0.01%
+1,756
New +$246K
MRO
966
DELISTED
Marathon Oil Corporation
MRO
$257K 0.01%
18,939
+253
+1% +$3.08K
CBSH icon
967
Commerce Bancshares
CBSH
$8.5B
$256K 0.01%
+5,048
New +$236K
MRTN icon
968
Marten Transport
MRTN
$1.33B
$256K 0.01%
17,873
-7,806
-30% -$111K
ALLE icon
969
Allegion
ALLE
$13B
$255K 0.01%
+2,050
New +$237K
HLX icon
970
Helix Energy Solutions
HLX
$1.46B
$255K 0.01%
26,521
-8,649
-25% -$74.9K
SCHB icon
971
Schwab US Broad Market ETF
SCHB
$42.8B
$255K 0.01%
+19,938
New +$245K
CACI icon
972
CACI
CACI
$10.8B
$254K 0.01%
1,017
-429
-30% -$99.8K
CPB icon
973
Campbell Soup
CPB
$6.51B
$254K 0.01%
5,147
+29
+0.6% +$1.38K
LNG icon
974
Cheniere Energy
LNG
$56.5B
$254K 0.01%
4,154
-1,399
-25% -$86.1K
GDDY icon
975
GoDaddy
GDDY
$12.3B
$252K 0.01%
3,711
+126
+4% +$8.33K
37 38
39
40 41

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.