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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAUC
951
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$106K ﹤0.01%
178,960
– –
FCX icon
952
Freeport-McMoran
FCX
$90B
$103K ﹤0.01%
+10,713
New +$110K
PMM
953
Franklin Managed Municipal Income Trust
PMM
$275M
$95K ﹤0.01%
12,100
-132
-1% -$1.04K
S
954
DELISTED
Sprint Corporation
S
$94K ﹤0.01%
15,252
-910
-6% -$6.26K
ACN icon
955
PUT
Accenture
ACN
$89.9B
$74K ﹤0.01%
+6,600
New +$1.28M
NOK icon
956
Nokia
NOK
$50.8B
$73K ﹤0.01%
14,522
+2,460
+20% +$12.7K
PSEC icon
957
Prospect Capital
PSEC
$1.06B
$72K ﹤0.01%
10,907
-12,121
-53% -$79.9K
ENZ
958
DELISTED
Enzo Biochem, Inc.
ENZ
$72K ﹤0.01%
20,000
– –
DBRG icon
959
DigitalBridge
DBRG
$2.94B
$69K ﹤0.01%
2,848
-260
-8% -$5.38K
MUFG icon
960
Mitsubishi UFJ Financial
MUFG
$258B
$69K ﹤0.01%
13,537
+1,244
+10% +$6.1K
STAF
961
DELISTED
Staffing 360 Solutions, Inc. Common Stock (DE)
STAF
$69K ﹤0.01%
105
-4
-4% -$3.51K
APHA
962
DELISTED
Aphria Inc. Common Shares
APHA
$69K ﹤0.01%
13,221
-8,645
-40% -$54.9K
NAT icon
963
Nordic American Tanker
NAT
$1.37B
$65K ﹤0.01%
30,019
– –
AUY
964
DELISTED
Yamana Gold, Inc.
AUY
$46K ﹤0.01%
14,591
-7,092
-33% -$22.6K
OPK icon
965
Opko Health
OPK
$921M
$43K ﹤0.01%
20,600
-225
-1% -$460
AR icon
966
Antero Resources
AR
$10.9B
$42K ﹤0.01%
+14,005
New +$57.1K
DALN
967
DELISTED
DallasNews
DALN
$41K ﹤0.01%
+2,766
New +$39.7K
NIO icon
968
NIO
NIO
$11.3B
$41K ﹤0.01%
26,452
+11,152
+73% +$34.1K
ALSK
969
DELISTED
Alaska Communications Systems
ALSK
$34K ﹤0.01%
+20,000
New +$35.5K
DHY
970
Credit Suisse High Yield Credit Fund
DHY
$238M
$30K ﹤0.01%
11,788
-12,796
-52% -$32.4K
LYG icon
971
Lloyds Banking Group
LYG
$87.4B
$29K ﹤0.01%
+10,926
New +$28.3K
SENS icon
972
Senseonics Holdings Inc
SENS
$254M
$18K ﹤0.01%
+900
New +$21.8K
DF
973
DELISTED
Dean Foods Company
DF
$16K ﹤0.01%
+14,158
New +$16.8K
TNK icon
974
Teekay Tankers
TNK
$2.63B
$15K ﹤0.01%
1,422
-162
-10% -$1.53K
FGP
975
DELISTED
Ferrellgas Partners, L.P.
FGP
$15K ﹤0.01%
14,088
-1,561
-10% -$1.33K
37 38
39
40 41

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.