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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGG icon
926
National Grid
NGG
$79.3B
$1.58M 0.01%
27,712
-485
-2% -$29.3K
FDS icon
927
Factset
FDS
$10B
$1.58M 0.01%
3,620
+82
+2% +$34.9K
KBWD icon
928
Invesco KBW High Dividend Yield Financial ETF
KBWD
$413M
$1.58M 0.01%
104,176
+71,602
+220% +$1.14M
VICI icon
929
VICI Properties
VICI
$29.9B
$1.58M 0.01%
54,177
-6,538
-11% -$203K
GSK icon
930
GSK
GSK
$107B
$1.56M 0.01%
43,053
-189
-0.4% -$6.71K
OUNZ icon
931
VanEck Merk Gold Trust
OUNZ
$2.51B
$1.56M 0.01%
87,144
-251
-0.3% -$4.68K
TDSE
932
DELISTED
Cabana Target Drawdown 16 ETF
TDSE
$1.56M 0.01%
72,072
-58,714
-45% -$1.3M
WCLD
933
WisdomTree Cloud Computing Fund
WCLD
$270M
$1.55M 0.01%
52,282
+10,314
+25% +$326K
OEC icon
934
Orion
OEC
$403M
$1.54M 0.01%
72,174
-2,195
-3% -$47.9K
G icon
935
Genpact
G
$6.22B
$1.53M 0.01%
+42,214
New +$1.57M
BSJO
936
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.52M 0.01%
67,472
+11,747
+21% +$264K
NJUL icon
937
Innovator Growth-100 Power Buffer ETF July
NJUL
$246M
$1.52M 0.01%
29,842
+8,832
+42% +$454K
COIN icon
938
Coinbase
COIN
$42.2B
$1.51M 0.01%
20,141
-4,956
-20% -$418K
SONY icon
939
Sony
SONY
$137B
$1.51M 0.01%
91,720
-465
-0.5% -$8.11K
QCLN icon
940
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$569M
$1.51M 0.01%
35,455
+813
+2% +$39.7K
CEF icon
941
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$1.5M 0.01%
86,629
+6,422
+8% +$117K
QLTA icon
942
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
$1.49M 0.01%
33,153
+17,752
+115% +$822K
MSTR icon
943
Strategy Inc
MSTR
$34.1B
$1.49M 0.01%
45,520
-29,340
-39% -$1.1M
PKG icon
944
Packaging Corp of America
PKG
$22.2B
$1.49M 0.01%
9,712
+6,936
+250% +$1.01M
ALL icon
945
Allstate
ALL
$70.6B
$1.49M 0.01%
13,363
+2,059
+18% +$225K
ROST icon
946
Ross Stores
ROST
$80.8B
$1.48M 0.01%
13,142
+3,717
+39% +$426K
FEM icon
947
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$1.48M 0.01%
70,932
+12,097
+21% +$264K
BJUN icon
948
Innovator US Equity Buffer ETF June
BJUN
$309M
$1.47M 0.01%
44,860
+2,694
+6% +$90.6K
ICLN icon
949
iShares Global Clean Energy ETF
ICLN
$2.22B
$1.47M 0.01%
100,312
+10,872
+12% +$182K
VEU icon
950
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$1.47M 0.01%
28,252
+3,806
+16% +$206K
36 37
38
39 40

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.