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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
926
American International
AIG
$42.5B
$986K 0.01%
17,338
+142
+0.8% +$8.09K
CTRA
927
DELISTED
Coterra Energy
CTRA
$980K 0.01%
51,600
+10,101
+24% +$211K
CARR icon
928
Carrier Global
CARR
$49.8B
$978K 0.01%
18,037
-3,677
-17% -$198K
BXP icon
929
Boston Properties
BXP
$11.6B
$976K 0.01%
+8,474
New +$976K
RSPD icon
930
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$321M
$975K 0.01%
+18,684
New +$956K
CFG icon
931
Citizens Financial Group
CFG
$30.1B
$965K 0.01%
20,417
-754
-4% -$36.3K
OHI icon
932
Omega Healthcare
OHI
$15.3B
$964K 0.01%
32,567
+1,673
+5% +$48.9K
VMW
933
DELISTED
VMware, Inc
VMW
$964K 0.01%
8,319
+4,363
+110% +$574K
HUN icon
934
Huntsman Corp
HUN
$2.1B
$962K 0.01%
27,581
-5,313
-16% -$173K
RMM
935
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$960K 0.01%
47,651
+11,200
+31% +$221K
FCPT icon
936
Four Corners Property Trust
FCPT
$2.89B
$959K 0.01%
32,615
+4,044
+14% +$115K
XOP icon
937
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$959K 0.01%
10,007
+541
+6% +$55.4K
DKS icon
938
Dick's Sporting Goods
DKS
$18.4B
$958K 0.01%
8,327
+1,687
+25% +$202K
PII icon
939
Polaris
PII
$3.83B
$955K 0.01%
8,690
+6,803
+361% +$801K
RHI icon
940
Robert Half
RHI
$4.11B
$954K 0.01%
8,553
+320
+4% +$35.6K
UTG icon
941
Reaves Utility Income Fund
UTG
$3.47B
$953K 0.01%
27,146
+3,369
+14% +$113K
ARKF icon
942
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$947K 0.01%
23,195
-2,108
-8% -$102K
AFL icon
943
Aflac
AFL
$65.5B
$945K 0.01%
16,181
+262
+2% +$14.7K
VSTO
944
DELISTED
Vista Outdoor Inc.
VSTO
$941K 0.01%
20,428
+918
+5% +$39.2K
DRI icon
945
Darden Restaurants
DRI
$24.3B
$940K 0.01%
6,239
-414
-6% -$61.2K
WD icon
946
Walker & Dunlop
WD
$1.73B
$940K 0.01%
6,230
+742
+14% +$103K
SNA icon
947
Snap-on
SNA
$21.5B
$937K 0.01%
+4,353
New +$930K
JKHY icon
948
Jack Henry & Associates
JKHY
$11.4B
$933K 0.01%
5,587
+3,437
+160% +$556K
ESML icon
949
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.79B
$932K 0.01%
23,125
+9,885
+75% +$400K
FAUG icon
950
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$929K 0.01%
23,977
+62
+0.3% +$2.35K
36 37
38
39 40

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.