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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
926
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$849K 0.01%
11,272
-13,146
-54% -$1.02M
USA icon
927
Liberty All-Star Equity Fund
USA
$1.78B
$845K 0.01%
98,299
+12,130
+14% +$106K
EPS icon
928
WisdomTree US LargeCap Fund
EPS
$1.56B
$841K 0.01%
18,290
-80,870
-82% -$3.83M
BAUG icon
929
Innovator US Equity Buffer ETF August
BAUG
$198M
$836K 0.01%
26,688
+1,547
+6% +$49.2K
AFL icon
930
Aflac
AFL
$65.5B
$830K 0.01%
15,919
-39,987
-72% -$2.19M
QSR icon
931
Restaurant Brands International
QSR
$26.2B
$829K 0.01%
13,553
+686
+5% +$43.9K
NYC
932
American Strategic Investment Co
NYC
$30.4M
$827K 0.01%
12,805
+3,336
+35% +$288K
RHI icon
933
Robert Half
RHI
$4.11B
$826K 0.01%
8,233
-37
-0.4% -$3.62K
NVEE
934
DELISTED
NV5 Global
NVEE
$823K 0.01%
33,404
+1,196
+4% +$29.5K
XBI icon
935
State Street SPDR S&P Biotech ETF
XBI
$10B
$822K 0.01%
6,538
-556
-8% -$71.6K
KIE icon
936
State Street SPDR S&P Insurance ETF
KIE
$664M
$821K 0.01%
21,725
+7,822
+56% +$301K
VER
937
DELISTED
VEREIT, Inc.
VER
$820K 0.01%
18,131
-276
-1% -$13.4K
QVCGA
938
DELISTED
QVC Group Inc Series A
QVCGA
$818K 0.01%
1,605
-69
-4% -$38.8K
TM icon
939
Toyota
TM
$228B
$817K 0.01%
4,596
+1,959
+74% +$350K
OTIS icon
940
Otis Worldwide
OTIS
$27.9B
$814K 0.01%
9,899
-108
-1% -$9.5K
PHYS icon
941
Sprott Physical Gold
PHYS
$14.6B
$812K 0.01%
58,832
-12,295
-17% -$174K
RLI icon
942
RLI Corp
RLI
$6.02B
$812K 0.01%
16,192
-3,066
-16% -$163K
UUP icon
943
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$808K 0.01%
31,907
+2,333
+8% +$58.2K
SKX
944
DELISTED
Skechers
SKX
$799K 0.01%
18,966
+13,694
+260% +$677K
DEO icon
945
Diageo
DEO
$49.6B
$796K 0.01%
4,123
+310
+8% +$60.1K
LMND icon
946
Lemonade
LMND
$3.64B
$796K 0.01%
11,878
+4,405
+59% +$355K
CTVA icon
947
Corteva
CTVA
$60.5B
$795K 0.01%
18,891
+154
+0.8% +$6.66K
DKS icon
948
Dick's Sporting Goods
DKS
$18.4B
$795K 0.01%
6,640
-5,385
-45% -$626K
FCG icon
949
First Trust Natural Gas ETF
FCG
$632M
$789K 0.01%
46,870
+4,813
+11% +$70K
WSM icon
950
Williams-Sonoma
WSM
$27.5B
$788K 0.01%
8,892
-672
-7% -$56.9K
36 37
38
39 40

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.