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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
926
Ulta Beauty
ULTA
$21.8B
$555K 0.01%
+1,933
New +$489K
UA icon
927
Under Armour Class C
UA
$2.95B
$551K 0.01%
+36,999
New +$495K
RDIV icon
928
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$550K 0.01%
16,281
+5,379
+49% +$168K
PENN icon
929
PENN Entertainment
PENN
$2.84B
$547K 0.01%
6,339
+1,173
+23% +$83.7K
DEO icon
930
Diageo
DEO
$49.6B
$545K 0.01%
3,431
-622
-15% -$92.8K
CGNX icon
931
Cognex
CGNX
$9.62B
$539K 0.01%
+6,708
New +$488K
EOG icon
932
EOG Resources
EOG
$77.7B
$537K 0.01%
10,760
-1,656
-13% -$72K
TTEK icon
933
Tetra Tech
TTEK
$8.77B
$535K 0.01%
23,095
+65
+0.3% +$1.46K
HSIC icon
934
Henry Schein
HSIC
$9.78B
$534K 0.01%
7,985
+517
+7% +$33.4K
CMBM
935
DELISTED
Cambium Networks
CMBM
$533K 0.01%
+21,264
New +$491K
MGC icon
936
Vanguard Morningstar Mega Cap ETF
MGC
$9.71B
$533K 0.01%
3,995
-1,096
-22% -$139K
PCI
937
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$531K 0.01%
25,066
-6,106
-20% -$123K
SLB icon
938
SLB Ltd
SLB
$72.7B
$526K 0.01%
24,098
-1,362
-5% -$25.7K
JMIA
939
Jumia Technologies
JMIA
$708M
$525K 0.01%
13,018
+2,927
+29% +$71.5K
TTGT icon
940
TechTarget
TTGT
$327M
$525K 0.01%
+8,890
New +$459K
PEY icon
941
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$524K 0.01%
30,161
+5,710
+23% +$92.8K
GWX icon
942
State Street SPDR S&P International Small Cap ETF
GWX
$839M
$523K 0.01%
14,759
-48
-0.3% -$1.56K
FV icon
943
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$521K 0.01%
12,879
+251
+2% +$9.41K
FEM icon
944
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$519K 0.01%
20,539
+598
+3% +$13.8K
VGK icon
945
Vanguard FTSE Europe ETF
VGK
$30.1B
$519K 0.01%
8,622
-4,353
-34% -$245K
WORK
946
DELISTED
Slack Technologies, Inc.
WORK
$519K 0.01%
12,285
-314
-2% -$10.6K
SMH icon
947
VanEck Semiconductor ETF
SMH
$60.8B
$518K 0.01%
4,746
+1,418
+43% +$141K
VOOV icon
948
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$518K 0.01%
4,184
+728
+21% +$85.2K
HUBB icon
949
Hubbell
HUBB
$24.4B
$513K 0.01%
3,271
-1,056
-24% -$162K
CLDR
950
DELISTED
Cloudera, Inc.
CLDR
$513K 0.01%
+36,895
New +$423K
36 37
38
39 40

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.