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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
926
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$432K 0.01%
19,941
+4,179
+27% +$95.1K
AWF
927
AllianceBernstein Global High Income Fund
AWF
$869M
$431K 0.01%
40,994
-10,654
-21% -$113K
FV icon
928
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$431K 0.01%
12,628
-565
-4% -$19.2K
MOAT icon
929
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$431K 0.01%
7,899
+13
+0.2% +$710
TOTL icon
930
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$431K 0.01%
8,749
-4,811
-35% -$238K
WPM icon
931
Wheaton Precious Metals
WPM
$49.7B
$431K 0.01%
+8,780
New +$448K
DAUG icon
932
FT Vest US Equity Deep Buffer ETF August
DAUG
$367M
$430K 0.01%
13,509
-339,803
-96% -$10.7M
GLDM icon
933
SPDR Gold MiniShares Trust
GLDM
$27.5B
$429K 0.01%
11,420
-66,484
-85% -$2.53M
EVRG icon
934
Evergy
EVRG
$19.4B
$428K 0.01%
8,424
+1,127
+15% +$63K
MCK icon
935
McKesson
MCK
$104B
$426K 0.01%
2,863
-525
-15% -$79.7K
AMCR icon
936
Amcor
AMCR
$21.2B
$425K 0.01%
+7,700
New +$419K
ERIE icon
937
Erie Indemnity
ERIE
$13B
$425K 0.01%
2,023
-50
-2% -$10.5K
BMO icon
938
Bank of Montreal
BMO
$123B
$424K 0.01%
7,253
+440
+6% +$25.5K
BF.B icon
939
Brown-Forman Class B
BF.B
$13.5B
$411K 0.01%
5,463
+923
+20% +$66.1K
FRI icon
940
First Trust S&P REIT Index Fund
FRI
$193M
$408K 0.01%
19,338
-4,724
-20% -$101K
PCY icon
941
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$408K 0.01%
15,060
-4,736
-24% -$131K
AEL
942
DELISTED
American Equity Investment Life Holding Company
AEL
$406K 0.01%
18,471
-6,365
-26% -$152K
EXLS icon
943
EXL Service
EXLS
$5.46B
$405K 0.01%
30,725
+7,645
+33% +$98K
LIN icon
944
Linde
LIN
$236B
$404K 0.01%
1,695
+16
+1% +$3.88K
REZ icon
945
iShares Residential and Multisector Real Estate ETF
REZ
$906M
$402K 0.01%
6,596
-1,981
-23% -$122K
SFL icon
946
SFL Corp
SFL
$1.61B
$401K 0.01%
53,562
+52
+0.1% +$455
RSPU icon
947
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$396K 0.01%
8,396
-826
-9% -$39.2K
SLB icon
948
SLB Ltd
SLB
$72.7B
$396K 0.01%
25,460
-3,055
-11% -$56.8K
NVAX icon
949
Novavax
NVAX
$1.21B
$395K 0.01%
3,643
+829
+29% +$101K
STT icon
950
State Street
STT
$48.4B
$395K 0.01%
6,652
-11,199
-63% -$727K
36 37
38
39 40

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.