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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
926
MarketAxess Holdings
MKTX
$4.47B
$260K 0.01%
+781
New +$272K
PNTG icon
927
Pennant Group
PNTG
$1.43B
$259K 0.01%
18,295
-1,383
-7% -$35K
SAIC icon
928
Saic
SAIC
$4.95B
$258K 0.01%
3,452
+134
+4% +$11.2K
IEP icon
929
Icahn Enterprises
IEP
$5.1B
$257K 0.01%
+5,314
New +$321K
ISMD icon
930
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$257K 0.01%
13,369
-1,201
-8% -$30.1K
NVO
931
Novo Nordisk
NVO
$228B
$254K 0.01%
8,448
-2,748
-25% -$81.8K
EEFT icon
932
Euronet Worldwide
EEFT
$3.19B
$251K 0.01%
2,928
+1,603
+121% +$212K
SUB icon
933
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$251K 0.01%
2,361
-29,149
-93% -$3.1M
WWD icon
934
Woodward
WWD
$23B
$251K 0.01%
4,225
-92
-2% -$9.53K
BF.B icon
935
Brown-Forman Class B
BF.B
$13.5B
$250K 0.01%
4,512
+122
+3% +$7.84K
EXLS icon
936
EXL Service
EXLS
$5.46B
$249K 0.01%
23,885
+250
+1% +$3.41K
XLB icon
937
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$249K 0.01%
11,062
-498
-4% -$13.7K
GSLC icon
938
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$248K 0.01%
4,756
+777
+20% +$47.9K
GPN icon
939
Global Payments
GPN
$24.1B
$247K 0.01%
1,715
-1,042
-38% -$190K
VIS icon
940
Vanguard Industrials ETF
VIS
$7.94B
$247K 0.01%
2,240
-51
-2% -$7.23K
IFLN
941
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$246K 0.01%
14,838
-34,413
-70% -$636K
CPB icon
942
Campbell Soup
CPB
$6.85B
$245K 0.01%
5,307
+160
+3% +$7.7K
IYW icon
943
iShares US Technology ETF
IYW
$22.6B
$244K 0.01%
4,784
-66,536
-93% -$3.86M
ONEQ icon
944
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$244K 0.01%
+8,160
New +$279K
BSJK
945
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$244K 0.01%
10,606
+705
+7% +$16.6K
DIAL icon
946
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$242K 0.01%
+12,184
New +$251K
IIPR icon
947
Innovative Industrial Properties
IIPR
$1.77B
$241K 0.01%
3,179
-260
-8% -$22K
BKI
948
DELISTED
Black Knight, Inc. Common Stock
BKI
$241K 0.01%
4,150
-37
-0.9% -$2.42K
CTRA
949
DELISTED
Coterra Energy
CTRA
$240K 0.01%
13,943
-1,171
-8% -$18.5K
BSCP
950
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$239K 0.01%
11,615
-5,575
-32% -$119K
36 37
38
39 40

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.