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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
926
Archer Daniels Midland
ADM
$41.4B
$280K 0.01%
+6,046
New +$258K
FOR icon
927
Forestar Group
FOR
$1.44B
$280K 0.01%
+13,418
New +$262K
IBD icon
928
Inspire Corporate Bond ETF
IBD
$481M
$279K 0.01%
10,864
+1,418
+15% +$36.5K
PKW icon
929
Invesco BuyBack Achievers ETF
PKW
$1.69B
$279K 0.01%
+4,048
New +$267K
BR icon
930
Broadridge
BR
$17.2B
$278K 0.01%
2,248
+347
+18% +$42.4K
NJR icon
931
New Jersey Resources
NJR
$6.06B
$277K 0.01%
6,216
-29
-0.5% -$1.25K
ROKU icon
932
Roku
ROKU
$21.1B
$277K 0.01%
+2,071
New +$285K
BSX icon
933
Boston Scientific
BSX
$65.8B
$276K 0.01%
6,112
-72
-1% -$3.01K
EBND icon
934
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.24B
$275K 0.01%
+9,853
New +$271K
LFT
935
Lument Finance Trust
LFT
$41.9M
$275K 0.01%
85,204
+13,389
+19% +$44.1K
VFVA icon
936
Vanguard US Value Factor ETF
VFVA
$879M
$275K 0.01%
3,500
– –
AMRN
937
Amarin Corp
AMRN
$284M
$274K 0.01%
+640
New +$243K
IPAR icon
938
Interparfums
IPAR
$3.92B
$274K 0.01%
+3,763
New +$274K
KKR icon
939
KKR & Co
KKR
$89.2B
$274K 0.01%
9,400
+1,174
+14% +$33.4K
ALC icon
940
Alcon
ALC
$33.1B
$272K 0.01%
4,802
+799
+20% +$45.8K
BXP icon
941
Boston Properties
BXP
$11B
$272K 0.01%
1,972
+193
+11% +$26K
TIVO
942
DELISTED
Tivo Inc
TIVO
$272K 0.01%
+32,115
New +$254K
CRUS icon
943
Cirrus Logic
CRUS
$6.74B
$271K 0.01%
+3,288
New +$223K
FLO icon
944
Flowers Foods
FLO
$1.64B
$270K 0.01%
12,429
+833
+7% +$18.1K
BKI
945
DELISTED
Black Knight, Inc. Common Stock
BKI
$270K 0.01%
4,187
-20
-0.5% -$1.24K
ADSK icon
946
Autodesk
ADSK
$44.3B
$269K 0.01%
+1,467
New +$238K
EFSC icon
947
Enterprise Financial Services Corp
EFSC
$2.41B
$269K 0.01%
5,580
– –
SAP icon
948
SAP
SAP
$187B
$269K 0.01%
+2,006
New +$264K
ESHY
949
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
$269K 0.01%
+12,142
New +$266K
FANG icon
950
Diamondback Energy
FANG
$57.6B
$268K 0.01%
2,884
-753
-21% -$62.5K
36 37
38
39 40

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.