We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
926
SiriusXM
SIRI
$10B
$193K 0.01%
3,080
-1,499
-33% -$92.2K
IGR
927
CBRE Global Real Estate Income Fund
IGR
$712M
$192K 0.01%
24,283
-1,663
-6% -$12.7K
VGR
928
DELISTED
Vector Group Ltd.
VGR
$191K 0.01%
22,560
+7,533
+50% +$57.7K
CCJ icon
929
Cameco
CCJ
$38.3B
$188K 0.01%
+19,814
New +$186K
NRO
930
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$183K 0.01%
33,815
-2,231
-6% -$11.5K
JPC icon
931
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$181K 0.01%
18,029
+1,396
+8% +$13.8K
GAB icon
932
Gabelli Equity Trust
GAB
$1.74B
$175K 0.01%
29,876
-21,284
-42% -$127K
CNXM
933
DELISTED
CNX Midstream Partners LP
CNXM
$175K 0.01%
+12,438
New +$179K
ACB
934
Aurora Cannabis
ACB
$165M
$166K ﹤0.01%
315
-62
-16% -$45.9K
PDBC icon
935
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$164K ﹤0.01%
10,475
-7,784
-43% -$124K
BGX
936
Blackstone Long-Short Credit Income Fund
BGX
$135M
$163K ﹤0.01%
10,353
-527
-5% -$8.44K
CSQ icon
937
Calamos Strategic Total Return Fund
CSQ
$3.21B
$156K ﹤0.01%
+12,229
New +$156K
EVV
938
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$155K ﹤0.01%
+12,364
New +$155K
EFF
939
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$154K ﹤0.01%
10,141
-652
-6% -$9.89K
EXG icon
940
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$153K ﹤0.01%
18,607
+7,930
+74% +$64.9K
WHF icon
941
WhiteHorse Finance
WHF
$141M
$153K ﹤0.01%
+11,000
New +$150K
AWP
942
abrdn Global Premier Properties Fund
AWP
$377M
$150K ﹤0.01%
8,026
-1,327
-14% -$24.5K
VVR icon
943
Invesco Senior Income Trust
VVR
$456M
$138K ﹤0.01%
32,915
+10,147
+45% +$42.6K
ERIC icon
944
Ericsson
ERIC
$30.7B
$137K ﹤0.01%
17,138
-9,104
-35% -$77.6K
ETW
945
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$118K ﹤0.01%
12,232
-200
-2% -$1.93K
JRO
946
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$116K ﹤0.01%
12,204
+410
+3% +$3.94K
BBVA icon
947
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$110K ﹤0.01%
21,107
+2,341
+12% +$12K
JQC icon
948
Nuveen Credit Strategies Income Fund
JQC
$702M
$109K ﹤0.01%
14,619
+543
+4% +$4.14K
CX icon
949
Cemex
CX
$17.4B
$107K ﹤0.01%
+27,344
New +$100K
ATRS
950
DELISTED
Antares Pharma, Inc.
ATRS
$107K ﹤0.01%
31,983
+2,333
+8% +$7.68K
36 37
38
39 40

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.