We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
901
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$2.03M 0.01%
97,611
+42,588
+77% +$862K
APO icon
902
Apollo Global Management
APO
$69B
$2.03M 0.01%
20,193
+14,756
+271% +$1.3M
MP icon
903
MP Materials
MP
$6.78B
$2.02M 0.01%
127,978
-15,991
-11% -$273K
PRF icon
904
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$2.01M 0.01%
56,269
+19,330
+52% +$634K
BSJO
905
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$2.01M 0.01%
88,370
+20,898
+31% +$471K
AZN icon
906
AstraZeneca
AZN
$269B
$2M 0.01%
14,935
+5,836
+64% +$759K
BTI icon
907
British American Tobacco
BTI
$136B
$2M 0.01%
67,501
+22,300
+49% +$678K
RVTY icon
908
Revvity
RVTY
$12.6B
$2M 0.01%
18,161
+5,658
+45% +$546K
DFEB icon
909
FT Vest US Equity Deep Buffer ETF February
DFEB
$456M
$2M 0.01%
52,633
-750
-1% -$26.9K
GSK icon
910
GSK
GSK
$107B
$2M 0.01%
51,074
+8,021
+19% +$288K
ADSK icon
911
Autodesk
ADSK
$51.8B
$1.97M 0.01%
7,773
+3,732
+92% +$806K
HYGW icon
912
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$1.96M 0.01%
58,238
+11,412
+24% +$385K
SLB icon
913
SLB Ltd
SLB
$72.7B
$1.96M 0.01%
36,995
-486
-1% -$26.4K
RTH icon
914
VanEck Retail ETF
RTH
$253M
$1.96M 0.01%
10,224
-640
-6% -$112K
HSY icon
915
Hershey
HSY
$37.3B
$1.95M 0.01%
10,252
-18
-0.2% -$3.41K
USRT icon
916
iShares Core US REIT ETF
USRT
$4.71B
$1.94M 0.01%
36,966
-1,143
-3% -$55.9K
IBDQ
917
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.94M 0.01%
78,005
-12,626
-14% -$309K
PSLV icon
918
Sprott Physical Silver Trust
PSLV
$11.8B
$1.93M 0.01%
251,668
+75,142
+43% +$594K
PAPR icon
919
Innovator US Equity Power Buffer ETF April
PAPR
$945M
$1.92M 0.01%
58,278
-40,992
-41% -$1.29M
DJUN icon
920
FT Vest US Equity Deep Buffer ETF June
DJUN
$344M
$1.92M 0.01%
49,771
+1,816
+4% +$66K
GCOW icon
921
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
$1.92M 0.01%
+56,758
New +$1.86M
FAPR icon
922
FT Vest US Equity Buffer ETF April
FAPR
$1.25B
$1.92M 0.01%
54,056
-57,053
-51% -$1.9M
CM icon
923
Canadian Imperial Bank of Commerce
CM
$106B
$1.92M 0.01%
41,927
+18,946
+82% +$757K
MSTR icon
924
Strategy Inc
MSTR
$34.1B
$1.92M 0.01%
38,740
-6,780
-15% -$321K
SFLR icon
925
Innovator Equity Managed Floor ETF
SFLR
$2.08B
$1.9M 0.01%
68,062
+58,217
+591% +$1.53M
35 36
37
38 39

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.