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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETQ
901
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$1.09M 0.01%
48,163
-3,569
-7% -$83.5K
FTC icon
902
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$1.09M 0.01%
9,083
+2,446
+37% +$290K
SUI icon
903
Sun Communities
SUI
$15.8B
$1.09M 0.01%
5,173
+260
+5% +$51.2K
ENSG icon
904
The Ensign Group
ENSG
$10.6B
$1.08M 0.01%
12,846
-386
-3% -$30K
HEI icon
905
HEICO Corp
HEI
$49.6B
$1.07M 0.01%
7,452
-157
-2% -$22.1K
ACLS icon
906
Axcelis
ACLS
$3.44B
$1.07M 0.01%
14,331
-1,080
-7% -$64K
RNRG icon
907
Global X Renewable Energy Producers ETF
RNRG
$25.4M
$1.07M 0.01%
22,757
+550
+2% +$26.4K
REET icon
908
iShares Global REIT ETF
REET
$5.14B
$1.06M 0.01%
34,767
+10,732
+45% +$314K
PAUG icon
909
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$1.05M 0.01%
34,620
-340
-1% -$10.2K
FTXR icon
910
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$1.05M 0.01%
30,450
+5,251
+21% +$178K
MDIV icon
911
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$1.05M 0.01%
63,404
+3,042
+5% +$50.4K
LOGI icon
912
Logitech
LOGI
$14.8B
$1.05M 0.01%
12,710
-1,263
-9% -$105K
NYC
913
American Strategic Investment Co
NYC
$30.4M
$1.05M 0.01%
12,342
-463
-4% -$27.9K
HYLV
914
DELISTED
IQ S&P High Yield Low Volatility Bond ETF
HYLV
$1.05M 0.01%
+41,783
New +$1.04M
IHE icon
915
iShares US Pharmaceuticals ETF
IHE
$1.49B
$1.04M 0.01%
15,564
+5,034
+48% +$319K
SNY icon
916
Sanofi
SNY
$107B
$1.03M 0.01%
20,571
+6,197
+43% +$307K
EBND icon
917
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$1.03M 0.01%
42,117
+19,698
+88% +$487K
FEP icon
918
First Trust Europe AlphaDEX Fund
FEP
$515M
$1.02M 0.01%
23,759
+6,465
+37% +$278K
RBLX icon
919
Roblox
RBLX
$35.9B
$1.02M 0.01%
9,913
-3,868
-28% -$376K
KDP icon
920
Keurig Dr Pepper
KDP
$42.8B
$1.02M 0.01%
27,625
+1,130
+4% +$39.9K
PICK icon
921
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
$1.02M 0.01%
23,847
+6,452
+37% +$271K
AMBA icon
922
Ambarella
AMBA
$3.04B
$1.01M 0.01%
4,995
+891
+22% +$165K
BMO icon
923
Bank of Montreal
BMO
$123B
$1.01M 0.01%
9,401
+191
+2% +$20.6K
PDP icon
924
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
$1M 0.01%
10,596
-676,514
-98% -$64.2M
GEM icon
925
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.6B
$992K 0.01%
26,808
+8,648
+48% +$321K
35 36
37
38 39

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.