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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
901
Yum China
YUMC
$15.7B
$588K 0.01%
10,306
+2,121
+26% +$119K
FMF icon
902
First Trust Managed Futures Strategy Fund
FMF
$248M
$585K 0.01%
12,921
+493
+4% +$21.7K
DCPH
903
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$585K 0.01%
+10,246
New +$607K
TDSB icon
904
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$48.8M
$583K 0.01%
23,889
-6,144
-20% -$150K
AGZ icon
905
iShares Agency Bond ETF
AGZ
$559M
$581K 0.01%
4,864
-24,699
-84% -$2.97M
VSS icon
906
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$581K 0.01%
4,772
+143
+3% +$16.2K
GDX icon
907
VanEck Gold Miners ETF
GDX
$22.5B
$579K 0.01%
16,062
-9,112
-36% -$340K
EXPD icon
908
Expeditors International
EXPD
$22.3B
$578K 0.01%
6,079
+715
+13% +$65.1K
BJ icon
909
BJs Wholesale Club
BJ
$12.8B
$577K 0.01%
15,483
-185
-1% -$7.39K
NFLT icon
910
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$445M
$572K 0.01%
22,280
-2,165
-9% -$54.5K
CHKP icon
911
Check Point Software Technologies
CHKP
$14.3B
$571K 0.01%
4,298
+164
+4% +$20K
IRBT
912
DELISTED
iRobot
IRBT
$571K 0.01%
7,108
+277
+4% +$22.5K
SPYD icon
913
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$571K 0.01%
17,342
-5,693
-25% -$176K
ROBO icon
914
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
$568K 0.01%
+9,335
New +$505K
HQH
915
abrdn Healthcare Investors
HQH
$1.25B
$567K 0.01%
23,783
+655
+3% +$14.2K
EXLS icon
916
EXL Service
EXLS
$5.46B
$566K 0.01%
33,230
+2,505
+8% +$39.7K
GTM
917
ZoomInfo Technologies
GTM
$1.03B
$565K 0.01%
+11,723
New +$505K
NVEE
918
DELISTED
NV5 Global
NVEE
$564K 0.01%
28,616
+1,896
+7% +$31.9K
RRR icon
919
Red Rock Resorts
RRR
$3.84B
$564K 0.01%
+22,504
New +$479K
MRVL icon
920
Marvell Technology
MRVL
$147B
$563K 0.01%
11,850
+2,903
+32% +$126K
PTH icon
921
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$217M
$561K 0.01%
10,509
+936
+10% +$46.5K
ETSY icon
922
Etsy
ETSY
$8.12B
$559K 0.01%
3,144
-9,586
-75% -$1.44M
REM icon
923
iShares Mortgage Real Estate ETF
REM
$549M
$557K 0.01%
17,494
-2,605
-13% -$75.3K
FAST icon
924
Fastenal
FAST
$54.8B
$556K 0.01%
22,768
+12,360
+119% +$291K
SWBI icon
925
Smith & Wesson
SWBI
$649M
$555K 0.01%
+31,246
New +$517K
35 36
37
38 39

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.