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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
901
DELISTED
Signature Bank
SBNY
$470K 0.01%
5,667
+1,505
+36% +$150K
FBND icon
902
Fidelity Total Bond ETF
FBND
$27.1B
$464K 0.01%
+8,499
New +$466K
VIXM icon
903
ProShares VIX Mid-Term Futures ETF
VIXM
$56.8M
$464K 0.01%
+11,395
New +$454K
QTEC icon
904
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$463K 0.01%
+3,951
New +$456K
AYX
905
DELISTED
Alteryx Inc
AYX
$460K 0.01%
4,048
-22,576
-85% -$3.07M
TCOM icon
906
Trip.com Group
TCOM
$29B
$457K 0.01%
+14,663
New +$417K
PWR icon
907
Quanta Services
PWR
$84.2B
$456K 0.01%
8,624
+2,439
+39% +$113K
KSU
908
DELISTED
Kansas City Southern
KSU
$456K 0.01%
2,523
-248
-9% -$42.9K
THQ
909
abrdn Healthcare Opportunities Fund
THQ
$784M
$455K 0.01%
25,155
+4,709
+23% +$85.6K
SLF icon
910
Sun Life Financial
SLF
$45.6B
$453K 0.01%
11,116
+52
+0.5% +$2.1K
GWX icon
911
State Street SPDR S&P International Small Cap ETF
GWX
$839M
$450K 0.01%
14,807
-1,244
-8% -$36.6K
SHM icon
912
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$450K 0.01%
9,021
+3,358
+59% +$168K
CBOE icon
913
Cboe Global Markets
CBOE
$32.2B
$449K 0.01%
+5,123
New +$461K
EOG icon
914
EOG Resources
EOG
$77.7B
$446K 0.01%
+12,416
New +$557K
VSHY icon
915
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$445K 0.01%
19,177
-8,576
-31% -$200K
PSN icon
916
Parsons
PSN
$4.31B
$443K 0.01%
13,206
-2
-0% -$69
TTEK icon
917
Tetra Tech
TTEK
$8.77B
$440K 0.01%
23,030
-15,000
-39% -$267K
HSIC icon
918
Henry Schein
HSIC
$9.78B
$439K 0.01%
7,468
+2,331
+45% +$150K
SRLN icon
919
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$437K 0.01%
9,772
-403
-4% -$17.9K
EHC icon
920
Encompass Health
EHC
$11.3B
$436K 0.01%
8,439
+3,220
+62% +$165K
GSLC icon
921
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$435K 0.01%
6,388
+202
+3% +$13.6K
SDY icon
922
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$435K 0.01%
4,712
-2,410
-34% -$227K
NLY icon
923
Annaly Capital Management
NLY
$17.3B
$434K 0.01%
15,223
-19,404
-56% -$562K
PTH icon
924
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$217M
$434K 0.01%
9,573
+4,260
+80% +$188K
YUMC icon
925
Yum China
YUMC
$15.7B
$433K 0.01%
8,185
+2,556
+45% +$135K
35 36
37
38 39

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.