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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THQ
901
abrdn Healthcare Opportunities Fund
THQ
$781M
$277K 0.01%
+18,034
New +$317K
CAH icon
902
Cardinal Health
CAH
$53.2B
$275K 0.01%
+5,740
New +$298K
IBKC
903
DELISTED
IBERIABANK Corp
IBKC
$274K 0.01%
7,587
+8
+0.1% +$498
SHM icon
904
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$273K 0.01%
5,587
-166
-3% -$8.12K
UDOW icon
905
ProShares UltraPro Dow 30
UDOW
$829M
$273K 0.01%
26,160
+13,784
+111% +$350K
SPLK
906
DELISTED
Splunk Inc
SPLK
$273K 0.01%
2,161
+494
+30% +$72.7K
UCON icon
907
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$272K 0.01%
11,281
-2,809
-20% -$71.4K
IJK icon
908
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$270K 0.01%
6,044
-32,984
-85% -$1.81M
KRE icon
909
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$270K 0.01%
8,272
-6,604
-44% -$323K
BKNG icon
910
Booking.com
BKNG
$150B
$269K 0.01%
5,000
-4,275
-46% -$300K
DHC
911
Diversified Healthcare Trust
DHC
$2.17B
$269K 0.01%
73,996
+33,748
+84% +$221K
MDIV icon
912
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
$269K 0.01%
22,943
+6,153
+37% +$102K
ONB icon
913
Old National Bancorp
ONB
$10.1B
$269K 0.01%
20,369
– –
CFFN icon
914
Capitol Federal Financial
CFFN
$1.1B
$268K 0.01%
23,065
– –
AIV
915
Aimco
AIV
$383M
$267K 0.01%
57,074
-14,631
-20% -$93.7K
CG icon
916
Carlyle Group
CG
$16.3B
$265K 0.01%
12,258
+1,829
+18% +$52.8K
FBIN icon
917
Fortune Brands Innovations
FBIN
$5.88B
$264K 0.01%
7,137
+777
+12% +$41K
CXW icon
918
CoreCivic
CXW
$2.95B
$263K 0.01%
23,533
+5,502
+31% +$82.4K
DSL
919
DoubleLine Income Solutions Fund
DSL
$1.23B
$263K 0.01%
19,715
-15,721
-44% -$289K
EWX icon
920
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$648M
$263K 0.01%
7,936
+1,827
+30% +$76.4K
XPH icon
921
State Street SPDR S&P Pharmaceuticals ETF
XPH
$488M
$263K 0.01%
+7,284
New +$310K
FALN icon
922
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$261K 0.01%
11,633
+3,085
+36% +$79.8K
TSCO icon
923
Tractor Supply
TSCO
$15.8B
$261K 0.01%
15,420
-16,655
-52% -$299K
BXP icon
924
Boston Properties
BXP
$11.4B
$260K 0.01%
2,823
+851
+43% +$110K
GLDM icon
925
SPDR Gold MiniShares Trust
GLDM
$27.9B
$260K 0.01%
+8,270
New +$261K
35 36
37
38 39

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.