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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMO
901
DELISTED
Capstead Mortgage Corp.
CMO
$300K 0.01%
37,856
+7,111
+23% +$54.9K
XBI icon
902
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$298K 0.01%
3,138
-606
-16% -$52.4K
NLSN
903
DELISTED
Nielsen Holdings plc
NLSN
$298K 0.01%
+14,691
New +$299K
BF.B icon
904
Brown-Forman Class B
BF.B
$12B
$297K 0.01%
4,390
+401
+10% +$26K
HYGH icon
905
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$573M
$296K 0.01%
+3,307
New +$292K
IDXX icon
906
Idexx Laboratories
IDXX
$42.9B
$296K 0.01%
1,132
+29
+3% +$7.64K
FEP icon
907
First Trust Europe AlphaDEX Fund
FEP
$513M
$294K 0.01%
+7,829
New +$282K
FTGC icon
908
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$294K 0.01%
15,522
+4,096
+36% +$75.8K
UBER icon
909
Uber
UBER
$134B
$292K 0.01%
9,818
-2,252
-19% -$66.8K
CBB
910
DELISTED
Cincinnati Bell Inc.
CBB
$292K 0.01%
27,920
-11,814
-30% -$72.5K
XSD icon
911
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$291K 0.01%
2,745
+89
+3% +$8.62K
STT icon
912
State Street
STT
$50.9B
$290K 0.01%
+3,670
New +$258K
JCI icon
913
Johnson Controls International
JCI
$87.5B
$289K 0.01%
7,106
+119
+2% +$5.02K
SAIC icon
914
Saic
SAIC
$5.03B
$289K 0.01%
3,318
-2
-0.1% -$167
VDE icon
915
Vanguard Energy ETF
VDE
$10.1B
$289K 0.01%
3,543
-226
-6% -$17.6K
XLNX
916
DELISTED
Xilinx Inc
XLNX
$289K 0.01%
2,960
+509
+21% +$47.8K
DOC icon
917
Healthpeak Properties
DOC
$15.4B
$288K 0.01%
8,343
+2,022
+32% +$70.7K
TWTR
918
DELISTED
Twitter, Inc.
TWTR
$287K 0.01%
8,947
+1,788
+25% +$58.8K
NDAQ icon
919
Nasdaq
NDAQ
$51.5B
$285K 0.01%
+7,974
New +$272K
FREL icon
920
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$284K 0.01%
+10,191
New +$282K
SHM icon
921
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$283K 0.01%
5,753
+249
+5% +$12.2K
DGRS icon
922
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$401M
$282K 0.01%
7,489
+1,427
+24% +$52.3K
SLF icon
923
Sun Life Financial
SLF
$45.6B
$282K 0.01%
6,178
+639
+12% +$28.7K
EWX icon
924
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$281K 0.01%
+6,109
New +$273K
KIE icon
925
State Street SPDR S&P Insurance ETF
KIE
$619M
$281K 0.01%
+7,945
New +$278K
35 36
37
38 39

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.