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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
901
Yum China
YUMC
$14.9B
$215K 0.01%
4,729
-325
-6% -$14.5K
HYLB icon
902
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$213K 0.01%
+5,305
New +$212K
WCN
903
Waste Connections
WCN
$42.8B
$213K 0.01%
+2,319
New +$214K
SCHM icon
904
Schwab US Mid-Cap ETF
SCHM
$14.6B
$212K 0.01%
11,247
-6,804
-38% -$129K
SPIP icon
905
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$212K 0.01%
7,424
-3,056
-29% -$87K
ABR icon
906
Arbor Realty Trust
ABR
$960M
$211K 0.01%
+16,097
New +$201K
LUMN icon
907
Lumen
LUMN
$6.53B
$210K 0.01%
16,849
+1,850
+12% +$22K
PZZA icon
908
Papa John's
PZZA
$999M
$210K 0.01%
4,004
-899
-18% -$42.4K
BXMT icon
909
Blackstone Mortgage Trust
BXMT
$2.82B
$209K 0.01%
+5,820
New +$207K
AL
910
DELISTED
Air Lease Corp
AL
$208K 0.01%
+4,965
New +$204K
AVTA
911
DELISTED
Avantax, Inc. Common Stock
AVTA
$208K 0.01%
9,626
-558
-5% -$14.1K
FTGC icon
912
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$207K 0.01%
11,426
-2,077
-15% -$37.9K
GUNR icon
913
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$206K 0.01%
+6,605
New +$209K
KEY icon
914
KeyCorp
KEY
$24.3B
$206K 0.01%
11,552
-72,068
-86% -$1.25M
MCO icon
915
Moody's
MCO
$81.7B
$206K 0.01%
+1,007
New +$211K
BDJ icon
916
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$203K 0.01%
22,088
-4,581
-17% -$41.2K
HE icon
917
Hawaiian Electric Industries
HE
$2.33B
$203K 0.01%
4,459
-197
-4% -$8.76K
FBIN icon
918
Fortune Brands Innovations
FBIN
$6.12B
$202K 0.01%
4,331
+29
+0.7% +$1.32K
FFIN icon
919
First Financial Bankshares
FFIN
$4.97B
$202K 0.01%
+6,060
New +$191K
HRL icon
920
Hormel Foods
HRL
$13.9B
$202K 0.01%
+4,625
New +$194K
CBB
921
DELISTED
Cincinnati Bell Inc.
CBB
$201K 0.01%
39,734
-123
-0.3% -$602
MRSH
922
Marsh
MRSH
$86.3B
$200K 0.01%
+2,004
New +$200K
ROK icon
923
Rockwell Automation
ROK
$51.4B
$200K 0.01%
1,214
-1,023
-46% -$162K
CIM
924
Chimera Investment
CIM
$1.05B
$199K 0.01%
3,386
-1,539
-31% -$89.6K
SNCR
925
DELISTED
Synchronoss Technologies
SNCR
$197K 0.01%
4,056
-2,445
-38% -$166K
35 36
37
38 39

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BBHC
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TAF
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JAM
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.