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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDS icon
876
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$1.85M 0.01%
+79,906
New +$1.86M
BAR icon
877
GraniteShares Gold Shares
BAR
$1.36B
$1.84M 0.01%
100,773
-3,763
-4% -$71.7K
FSIG icon
878
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$1.84M 0.01%
99,996
+7,977
+9% +$148K
ROBT icon
879
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$700M
$1.83M 0.01%
45,055
+36,191
+408% +$1.58M
RTH icon
880
VanEck Retail ETF
RTH
$253M
$1.82M 0.01%
10,864
+111
+1% +$19.5K
BSX icon
881
Boston Scientific
BSX
$68.4B
$1.81M 0.01%
34,374
+3,091
+10% +$162K
BCE icon
882
BCE
BCE
$20.8B
$1.81M 0.01%
47,459
-22,327
-32% -$938K
CTAS icon
883
Cintas
CTAS
$86.6B
$1.81M 0.01%
15,032
+560
+4% +$69.7K
SPY icon
884
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.8M 0.01%
135,800
-13,200
-9% -$5.87M
SNPS icon
885
Synopsys
SNPS
$71.6B
$1.8M 0.01%
3,922
-756
-16% -$338K
VPU
886
Vanguard Utilities ETF
VPU
$8.56B
$1.8M 0.01%
14,106
+7,382
+110% +$1.03M
USRT icon
887
iShares Core US REIT ETF
USRT
$4.71B
$1.8M 0.01%
38,109
-54,381
-59% -$2.78M
FSCO
888
FS Credit Opportunities Corp
FSCO
$999M
$1.8M 0.01%
331,548
+39,551
+14% +$204K
ENPH icon
889
Enphase Energy
ENPH
$4.62B
$1.79M 0.01%
14,940
+2,921
+24% +$416K
MPT
890
Medical Properties Trust
MPT
$2.84B
$1.79M 0.01%
329,303
+16,163
+5% +$129K
CBOE icon
891
Cboe Global Markets
CBOE
$32.2B
$1.79M 0.01%
11,443
+307
+3% +$45.2K
CLSA
892
DELISTED
Cabana Target Leading Sector Aggressive ETF
CLSA
$1.78M 0.01%
97,356
-88,212
-48% -$1.64M
AMLP icon
893
Alerian MLP ETF
AMLP
$12.9B
$1.78M 0.01%
42,182
+26,608
+171% +$1.09M
IJS icon
894
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.78M 0.01%
19,923
-19,788
-50% -$1.88M
TWLO icon
895
Twilio
TWLO
$28.6B
$1.78M 0.01%
30,350
+10,688
+54% +$666K
BAH icon
896
Booz Allen Hamilton
BAH
$8.44B
$1.77M 0.01%
16,155
-385
-2% -$44.3K
VIXM icon
897
ProShares VIX Mid-Term Futures ETF
VIXM
$56.8M
$1.76M 0.01%
90,900
+67,407
+287% +$1.33M
XYL icon
898
Xylem
XYL
$28.5B
$1.76M 0.01%
19,369
+10,646
+122% +$1.1M
URI icon
899
United Rentals
URI
$65.7B
$1.76M 0.01%
3,958
-647
-14% -$296K
TSM icon
900
TSMC
TSM
$1.94T
$1.75M 0.01%
20,149
+3,818
+23% +$361K
34 35
36
37 38

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.