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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMZ icon
876
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$1.35M 0.01%
130,595
+38,218
+41% +$399K
RRX icon
877
Regal Rexnord
RRX
$12.5B
$1.35M 0.01%
11,235
+1,016
+10% +$133K
UBER icon
878
Uber
UBER
$145B
$1.35M 0.01%
54,495
-20,582
-27% -$563K
IAI icon
879
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
$1.34M 0.01%
+13,948
New +$1.34M
SUB icon
880
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.33M 0.01%
12,773
-3,204
-20% -$332K
VOOG icon
881
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
$1.32M 0.01%
37,638
-7,080
-16% -$256K
RSPT icon
882
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$1.32M 0.01%
54,270
+4,020
+8% +$98.3K
CDNS icon
883
Cadence Design Systems
CDNS
$91.6B
$1.31M 0.01%
8,175
+48
+0.6% +$7.67K
VNOM icon
884
Viper Energy
VNOM
$8.43B
$1.31M 0.01%
41,225
-2,974
-7% -$96K
EXE
885
Expand Energy Corp
EXE
$21.4B
$1.31M 0.01%
+13,872
New +$1.37M
PTF icon
886
Invesco Dorsey Wright Technology Momentum ETF
PTF
$513M
$1.3M 0.01%
34,398
+11,442
+50% +$438K
FNOV icon
887
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$1.3M 0.01%
36,574
+7,773
+27% +$274K
LH icon
888
Labcorp
LH
$25.2B
$1.3M 0.01%
6,410
+326
+5% +$63.7K
DD icon
889
DuPont de Nemours
DD
$18.6B
$1.3M 0.01%
15,034
-502
-3% -$40.1K
TROW icon
890
T. Rowe Price
TROW
$25.5B
$1.29M 0.01%
11,873
-1,036
-8% -$117K
CNMD icon
891
CONMED
CNMD
$1.3B
$1.29M 0.01%
14,591
+1,229
+9% +$102K
TRV icon
892
Travelers Companies
TRV
$81.1B
$1.29M 0.01%
6,886
+359
+6% +$64.6K
DSI icon
893
iShares MSCI KLD 400 Social ETF
DSI
$5.1B
$1.29M 0.01%
17,935
-1,389
-7% -$99.8K
QCLN icon
894
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$569M
$1.29M 0.01%
27,238
-157,834
-85% -$8.65M
SLF icon
895
Sun Life Financial
SLF
$45.6B
$1.28M 0.01%
27,609
+10,796
+64% +$478K
BIDU icon
896
Baidu
BIDU
$35.7B
$1.27M 0.01%
11,106
+3,400
+44% +$347K
XSD icon
897
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
$1.27M 0.01%
7,570
-210
-3% -$35.1K
EHC icon
898
Encompass Health
EHC
$11.3B
$1.27M 0.01%
21,164
+1,073
+5% +$58.4K
JETS icon
899
US Global Jets ETF
JETS
$768M
$1.26M 0.01%
73,940
-10,932
-13% -$191K
GDXJ icon
900
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
$1.26M 0.01%
+35,376
New +$1.16M
34 35
36
37 38

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.