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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLSM icon
876
Exchange Listed Funds Trust ETC Cabana Target Leading Sector Moderate ETF
CLSM
$92.7M
$1.18M 0.01%
43,604
-211,611
-83% -$5.59M
FTA icon
877
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$1.18M 0.01%
16,875
+4,826
+40% +$327K
EVV
878
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$1.18M 0.01%
89,842
+20,084
+29% +$264K
ZM icon
879
Zoom
ZM
$27.1B
$1.18M 0.01%
6,390
-2,525
-28% -$594K
KBWB icon
880
Invesco KBW Bank ETF
KBWB
$6.72B
$1.17M 0.01%
17,188
+4,307
+33% +$301K
ESGD icon
881
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$1.17M 0.01%
14,655
+6,093
+71% +$485K
NLY icon
882
Annaly Capital Management
NLY
$17.3B
$1.16M 0.01%
37,153
+2,937
+9% +$98.7K
FPE icon
883
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.16M 0.01%
56,883
+4,552
+9% +$92.8K
IRT icon
884
Independence Realty Trust
IRT
$3.98B
$1.16M 0.01%
+44,763
New +$1.06M
CWEN icon
885
Clearway Energy Class C
CWEN
$4.79B
$1.15M 0.01%
31,808
+2,243
+8% +$79.3K
POCT icon
886
Innovator US Equity Power Buffer ETF October
POCT
$952M
$1.15M 0.01%
37,624
+4,853
+15% +$146K
LULU icon
887
lululemon athletica
LULU
$13.5B
$1.14M 0.01%
2,922
-1,844
-39% -$788K
SHYF
888
DELISTED
The Shyft Group
SHYF
$1.14M 0.01%
23,200
-2,000
-8% -$91.5K
TGIF
889
DELISTED
SoFi Weekly Income ETF
TGIF
$1.14M 0.01%
10,957
+8,296
+312% +$875K
GWX icon
890
State Street SPDR S&P International Small Cap ETF
GWX
$839M
$1.14M 0.01%
30,163
+6,773
+29% +$260K
LCID icon
891
Lucid Motors
LCID
$3.11B
$1.13M 0.01%
2,956
-1,050
-26% -$396K
LH icon
892
Labcorp
LH
$25.2B
$1.12M 0.01%
4,164
+351
+9% +$86.9K
PCAR icon
893
PACCAR
PCAR
$70.5B
$1.12M 0.01%
19,085
+1,380
+8% +$79.8K
MAIN icon
894
Main Street Capital
MAIN
$5.05B
$1.12M 0.01%
25,004
-518
-2% -$22.8K
MHK icon
895
Mohawk Industries
MHK
$6.91B
$1.12M 0.01%
6,139
-3,106
-34% -$554K
EFX icon
896
Equifax
EFX
$22B
$1.11M 0.01%
3,804
-24
-0.6% -$6.68K
AMCR icon
897
Amcor
AMCR
$21.2B
$1.11M 0.01%
18,510
+1,787
+11% +$106K
BERY
898
DELISTED
Berry Global Group, Inc.
BERY
$1.11M 0.01%
16,393
-1,020
-6% -$63.2K
CBOE icon
899
Cboe Global Markets
CBOE
$32.2B
$1.1M 0.01%
8,439
+260
+3% +$33.5K
FFBC icon
900
First Financial Bancorp
FFBC
$3.55B
$1.1M 0.01%
44,939
-660
-1% -$16K
34 35
36
37 38

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.