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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BERY
876
DELISTED
Berry Global Group, Inc.
BERY
$973K 0.01%
17,413
-1,279
-7% -$75.8K
RDIV icon
877
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$972K 0.01%
24,945
+1,939
+8% +$78.1K
EFX icon
878
Equifax
EFX
$22B
$970K 0.01%
3,828
+168
+5% +$43.7K
AMCR icon
879
Amcor
AMCR
$21.2B
$969K 0.01%
16,723
+2,948
+21% +$176K
UWM icon
880
ProShares Ultra Russell2000
UWM
$241M
$967K 0.01%
17,891
+10,524
+143% +$585K
POCT icon
881
Innovator US Equity Power Buffer ETF October
POCT
$952M
$961K 0.01%
32,771
+4,113
+14% +$120K
VAC icon
882
Marriott Vacations Worldwide
VAC
$3.53B
$959K 0.01%
6,097
-111
-2% -$16.8K
SHYF
883
DELISTED
The Shyft Group
SHYF
$958K 0.01%
25,200
– –
AIG icon
884
American International
AIG
$42.5B
$944K 0.01%
17,196
-912
-5% -$47K
CIBR icon
885
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$939K 0.01%
19,269
+8,861
+85% +$438K
PCAR icon
886
PACCAR
PCAR
$70.5B
$932K 0.01%
17,705
+1,218
+7% +$67.6K
SDY icon
887
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$928K 0.01%
7,895
-10,713
-58% -$1.31M
OHI icon
888
Omega Healthcare
OHI
$15.3B
$926K 0.01%
30,894
+11,319
+58% +$389K
WBND
889
DELISTED
Western Asset Total Return ETF
WBND
$926K 0.01%
9,794
+1,053
+12% +$101K
LH icon
890
Labcorp
LH
$25.2B
$922K 0.01%
3,813
-245
-6% -$61.7K
MRVL icon
891
Marvell Technology
MRVL
$147B
$922K 0.01%
15,293
+1,723
+13% +$103K
EVV
892
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$919K 0.01%
69,758
+9,623
+16% +$128K
BMO icon
893
Bank of Montreal
BMO
$123B
$918K 0.01%
9,210
-147
-2% -$14.8K
WTRG icon
894
Essential Utilities
WTRG
$11.5B
$917K 0.01%
19,901
+717
+4% +$34.7K
XOP icon
895
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$916K 0.01%
9,466
-9,798
-51% -$834K
XSD icon
896
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
$915K 0.01%
4,620
+611
+15% +$119K
FRI icon
897
First Trust S&P REIT Index Fund
FRI
$193M
$913K 0.01%
32,296
+6,486
+25% +$190K
VRIG icon
898
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$913K 0.01%
+36,353
New +$913K
FDHY icon
899
Fidelity High Yield Factor ETF
FDHY
$567M
$910K 0.01%
+16,288
New +$914K
SUI icon
900
Sun Communities
SUI
$15.8B
$909K 0.01%
4,913
+597
+14% +$115K
34 35
36
37 38

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.