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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
876
Jack Henry & Associates
JKHY
$11.4B
$640K 0.01%
3,952
+487
+14% +$77.3K
UMBF icon
877
UMB Financial
UMBF
$11.3B
$640K 0.01%
9,275
+1,467
+19% +$94.1K
NLY icon
878
Annaly Capital Management
NLY
$17.3B
$637K 0.01%
18,854
+3,631
+24% +$112K
ALL icon
879
Allstate
ALL
$70.6B
$636K 0.01%
5,782
-2,005
-26% -$197K
CASY icon
880
Casey's General Stores
CASY
$32.1B
$632K 0.01%
3,539
-4
-0.1% -$726
EBAY icon
881
eBay
EBAY
$51.2B
$628K 0.01%
12,497
-26,736
-68% -$1.36M
FAUG icon
882
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$628K 0.01%
18,073
-4,012
-18% -$135K
FRT icon
883
Federal Realty Investment Trust
FRT
$10.9B
$627K 0.01%
7,366
+220
+3% +$18.3K
AEIS icon
884
Advanced Energy
AEIS
$10.1B
$618K 0.01%
6,373
-2,883
-31% -$245K
CBOE icon
885
Cboe Global Markets
CBOE
$32.2B
$617K 0.01%
6,623
+1,500
+29% +$131K
EWX icon
886
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$615K 0.01%
11,915
+693
+6% +$33.3K
EHC icon
887
Encompass Health
EHC
$11.3B
$614K 0.01%
9,336
+897
+11% +$52.8K
NUS icon
888
Nu Skin
NUS
$257M
$614K 0.01%
11,248
-599
-5% -$31.5K
XLG icon
889
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$614K 0.01%
21,520
-25,620
-54% -$698K
FBND icon
890
Fidelity Total Bond ETF
FBND
$27.1B
$611K 0.01%
11,260
+2,761
+32% +$151K
FPE icon
891
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$611K 0.01%
30,249
+3,854
+15% +$76.1K
GPK icon
892
Graphic Packaging
GPK
$3.35B
$601K 0.01%
35,468
-6,991
-16% -$106K
VRP icon
893
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$597K 0.01%
23,016
-4,762
-17% -$121K
FTA icon
894
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$595K 0.01%
10,835
-2,388
-18% -$123K
MPT
895
Medical Properties Trust
MPT
$2.84B
$594K 0.01%
27,265
-2,388
-8% -$46.5K
PII icon
896
Polaris
PII
$3.83B
$593K 0.01%
6,220
-2,085
-25% -$200K
ROP icon
897
Roper Technologies
ROP
$40.4B
$593K 0.01%
1,376
-3,089
-69% -$1.27M
MAS icon
898
Masco
MAS
$14.3B
$591K 0.01%
10,759
+947
+10% +$52.2K
UUP icon
899
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$590K 0.01%
24,342
-121,621
-83% -$3.02M
FJUL icon
900
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$589K 0.01%
17,836
-9,920
-36% -$318K
34 35
36
37 38

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.