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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
876
Norwegian Cruise Line
NCLH
$9.53B
$515K 0.01%
30,114
-15,039
-33% -$238K
FEP icon
877
First Trust Europe AlphaDEX Fund
FEP
$515M
$514K 0.01%
15,476
+3,239
+26% +$108K
FTEC icon
878
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$512K 0.01%
5,563
-33,263
-86% -$2.96M
RH icon
879
RH
RH
$3.33B
$508K 0.01%
+1,327
New +$419K
FPE icon
880
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$506K 0.01%
26,395
-6,199
-19% -$118K
NXST icon
881
Nexstar Media Group
NXST
$6.01B
$506K 0.01%
5,628
+62
+1% +$5.6K
WMB icon
882
Williams Companies
WMB
$85.8B
$502K 0.01%
25,568
+15,074
+144% +$307K
BSCL
883
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$501K 0.01%
23,518
-1,452
-6% -$31K
EWX icon
884
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$498K 0.01%
+11,222
New +$498K
CHKP icon
885
Check Point Software Technologies
CHKP
$14.3B
$497K 0.01%
4,134
-5,149
-55% -$628K
BBBY
886
DELISTED
Bed Bath & Beyond Inc
BBBY
$494K 0.01%
+32,956
New +$381K
CNI icon
887
Canadian National Railway
CNI
$78.5B
$493K 0.01%
+4,633
New +$465K
FALN icon
888
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$487K 0.01%
17,844
+6,073
+52% +$166K
VSS icon
889
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$487K 0.01%
4,629
-18,476
-80% -$1.93M
EXPD icon
890
Expeditors International
EXPD
$22.3B
$486K 0.01%
5,364
+88
+2% +$7.5K
KMT icon
891
Kennametal
KMT
$2.56B
$486K 0.01%
16,778
-50
-0.3% -$1.45K
DXCM icon
892
DexCom
DXCM
$29B
$478K 0.01%
4,640
-14,440
-76% -$1.51M
HQH
893
abrdn Healthcare Investors
HQH
$1.25B
$477K 0.01%
23,128
-34,799
-60% -$735K
ARKF icon
894
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$476K 0.01%
11,997
+3,832
+47% +$142K
COR icon
895
Cencora
COR
$62B
$474K 0.01%
4,893
-235
-5% -$23.4K
FXH icon
896
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$474K 0.01%
5,008
-948
-16% -$88.8K
IR icon
897
Ingersoll Rand
IR
$33.1B
$472K 0.01%
13,270
-1,398
-10% -$46.8K
SNY icon
898
Sanofi
SNY
$107B
$472K 0.01%
9,401
-162
-2% -$8.34K
CVA
899
DELISTED
Covanta Holding Corporation
CVA
$472K 0.01%
60,961
+3,213
+6% +$29.5K
VEU icon
900
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$470K 0.01%
9,325
+748
+9% +$37.9K
34 35
36
37 38

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.