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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
876
Western Digital
WDC
$179B
$323K 0.01%
6,733
+1,766
+36% +$73.7K
HXL icon
877
Hexcel
HXL
$8.32B
$321K 0.01%
+4,381
New +$337K
RVTY icon
878
Revvity
RVTY
$12.3B
$320K 0.01%
+3,299
New +$294K
TFLO icon
879
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$318K 0.01%
+6,337
New +$318K
CFFN icon
880
Capitol Federal Financial
CFFN
$1.08B
$317K 0.01%
23,065
+226
+1% +$3.18K
VTWO icon
881
Vanguard Russell 2000 ETF
VTWO
$17.3B
$317K 0.01%
+4,758
New +$302K
MDIV icon
882
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$315K 0.01%
16,790
+2,410
+17% +$44.5K
SCHR
883
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$315K 0.01%
+11,466
New +$317K
KSU
884
DELISTED
Kansas City Southern
KSU
$315K 0.01%
2,054
+71
+4% +$10.4K
KHC icon
885
Kraft Heinz
KHC
$30.4B
$314K 0.01%
9,775
+848
+9% +$25.7K
CXW icon
886
CoreCivic
CXW
$3.1B
$313K 0.01%
18,031
-895
-5% -$14.2K
FNY icon
887
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$313K 0.01%
6,534
+84
+1% +$3.9K
ITRI icon
888
Itron
ITRI
$3.73B
$313K 0.01%
3,723
-2,027
-35% -$160K
PFXF icon
889
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$309K 0.01%
15,261
+702
+5% +$14.1K
UMBF icon
890
UMB Financial
UMBF
$10.7B
$309K 0.01%
4,503
+528
+13% +$35K
SCHA icon
891
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$308K 0.01%
16,272
-1,984
-11% -$35.9K
WDAY icon
892
Workday
WDAY
$33.4B
$308K 0.01%
1,875
+510
+37% +$84.7K
LVHB
893
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$307K 0.01%
7,938
-126
-2% -$4.64K
LULU icon
894
lululemon athletica
LULU
$13B
$306K 0.01%
1,320
+100
+8% +$21.3K
WTW icon
895
Willis Towers Watson
WTW
$27.9B
$306K 0.01%
1,513
-1,564
-51% -$300K
ABR icon
896
Arbor Realty Trust
ABR
$960M
$305K 0.01%
21,262
+5,165
+32% +$73.4K
FPEI icon
897
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$302K 0.01%
15,037
+4,101
+38% +$81.7K
LIN icon
898
Linde
LIN
$237B
$301K 0.01%
1,415
+84
+6% +$16.9K
SWK icon
899
Stanley Black & Decker
SWK
$14.2B
$301K 0.01%
1,813
+168
+10% +$26K
ORI icon
900
Old Republic International
ORI
$10.3B
$300K 0.01%
13,404
+3,173
+31% +$72.2K
34 35
36
37 38

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.