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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
876
Alcon
ALC
$33.1B
$233K 0.01%
4,003
+265
+7% +$15.9K
AYX
877
DELISTED
Alteryx Inc
AYX
$233K 0.01%
2,165
+168
+8% +$20.8K
WDAY icon
878
Workday
WDAY
$33.4B
$232K 0.01%
1,365
-598
-30% -$115K
BXP icon
879
Boston Properties
BXP
$11B
$231K 0.01%
1,779
+17
+1% +$2.21K
IRDM icon
880
Iridium Communications
IRDM
$4.85B
$230K 0.01%
10,808
-3,663
-25% -$87.3K
MNA icon
881
IQ ARB Merger Arbitrage ETF
MNA
$249M
$230K 0.01%
+7,162
New +$228K
XLB icon
882
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$230K 0.01%
7,906
-152
-2% -$4.38K
MRO
883
DELISTED
Marathon Oil Corporation
MRO
$229K 0.01%
18,686
+324
+2% +$4.19K
ACIC icon
884
American Coastal Insurance
ACIC
$498M
$228K 0.01%
16,310
-1,014
-6% -$13.1K
REET icon
885
iShares Global REIT ETF
REET
$5.12B
$228K 0.01%
+8,122
New +$222K
CXP
886
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$228K 0.01%
10,791
-2,791
-21% -$59.5K
EFSC icon
887
Enterprise Financial Services Corp
EFSC
$2.41B
$227K 0.01%
5,580
– –
RNP icon
888
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
$226K 0.01%
+9,178
New +$210K
CMO
889
DELISTED
Capstead Mortgage Corp.
CMO
$226K 0.01%
30,745
+830
+3% +$6.67K
DOC icon
890
Healthpeak Properties
DOC
$15.4B
$225K 0.01%
+6,321
New +$213K
MCY icon
891
Mercury Insurance
MCY
$5.94B
$224K 0.01%
4,000
– –
WDC icon
892
Western Digital
WDC
$179B
$224K 0.01%
4,967
-5,780
-54% -$247K
AIG icon
893
American International
AIG
$41.9B
$221K 0.01%
+3,971
New +$219K
KKR icon
894
KKR & Co
KKR
$89.2B
$221K 0.01%
8,226
-185
-2% -$4.88K
AFIF icon
895
Anfield Universal Fixed Income ETF
AFIF
$227M
$220K 0.01%
22,582
-43,200
-66% -$422K
FPI
896
Farmland Partners
FPI
$419M
$220K 0.01%
32,904
+765
+2% +$4.91K
SHYG icon
897
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$220K 0.01%
+4,729
New +$220K
MOAT icon
898
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$218K 0.01%
4,340
+29
+0.7% +$1.42K
DGRS icon
899
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$401M
$216K 0.01%
+6,062
New +$211K
FPEI icon
900
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$215K 0.01%
+10,936
New +$214K
34 35
36
37 38

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.